Pinnacle Associates’s First Trust Smith Opportunistic Fixed Income ETF FIXD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-4,905	Closed	-$217K	–	968
2025 Q4	$217K	Sell	4,905 -1,650	-25%	-$73.5K	﹤0.01%	882
2025 Q3	$291K	Hold	6,555	–	–	﹤0.01%	757
2025 Q2	$288K	Hold	6,555	–	–	﹤0.01%	745
2025 Q1	$287K	Sell	6,555 -675	-9%	-$29.3K	﹤0.01%	724
2024 Q4	$311K	Hold	7,230	–	–	﹤0.01%	712
2024 Q3	$322K	Hold	7,230	–	–	0.01%	659
2024 Q2	$311K	Hold	7,230	–	–	﹤0.01%	683
2024 Q1	$315K	Hold	7,230	–	–	0.01%	691
2023 Q4	$322K	Hold	7,230	–	–	0.01%	669
2023 Q3	$304K	Hold	7,230	–	–	0.01%	671
2023 Q2	$319K	Hold	7,230	–	–	0.01%	661
2023 Q1	$326K	Hold	7,230	–	–	0.01%	604
2022 Q4	$318K	Sell	7,230 -3,240	-31%	-$141K	0.01%	590
2022 Q3	$456K	Sell	10,470 -1,575	-13%	-$72.7K	0.01%	513
2022 Q2	$559K	Sell	12,045 -1,500	-11%	-$71K	0.01%	502
2022 Q1	$672K	Buy	13,545 +130	+1%	+$6.66K	0.01%	506
2021 Q4	$714K	Buy	13,415 +6,135	+84%	+$327K	0.01%	508
2021 Q3	$390K	Buy	+7,280	New	+$393K	0.01%	587