Empire State Realty Series ES
ESBA
32 hedge funds and large institutions have $19.7M invested in Empire State Realty Series ES in 2016 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.
17% more capital invested
Capital invested by funds: $16.9M → $19.7M (+$2.84M)
0.21% more ownership
Funds ownership: 2.38% → 2.58% (+0.21%)
6% less funds holding
Funds holding: 34 → 32 (-2)
38% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 8
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MJP
Michael J. Puzo
|
+$968K |
| 2 |
AG
Advisor Group
Phoenix,
Arizona
|
+$807K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$166K |
| 4 |
Morgan Stanley
New York
|
+$16K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$8.39K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GLA
Great Lakes Advisors
Chicago,
Illinois
|
-$489K |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$154K |
| 3 |
Bank of Montreal
Toronto,
Ontario, Canada
|
-$29.3K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$28.8K |
| 5 |
Acadian Asset Management
Boston,
Massachusetts
|
-$23.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RC
26
RegentAtlantic Capital
Morristown,
New Jersey
| $210K | -$9.98K | -485 | -5% |
|
|
RG
27
Rathbones Group
Liverpool,
United Kingdom
| $209K | – | – | – |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $184K | – | – | – |
|
|
RWA
29
Ropes Wealth Advisors
Boston,
Massachusetts
| $179K | – | – | – |
|
|
IWMPD
30
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
| $120K | – | – | – |
|
|
TIM
31
Tortoise Investment Management
White Plains,
New York
| $45K | – | – | – |
|
|
WAM
32
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $35K | – | – | – |
|
|
AIM
33
Acrospire Investment Management
Chicago,
Illinois
| $16K | -$14.4K | -700 | -47% |
|
|
GLA
34
Great Lakes Advisors
Chicago,
Illinois
| – | -$489K | -25,809 | Closed |
|
35
JP Morgan Chase
New York
| – | -$11K | -600 | Closed |
|
ESBA Hedge Fund Activity: Q3 2016 in Review
32 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Empire State Realty Series ES (ESBA) for Q3 2016, worth a combined $19.7M — up 17% from $16.9M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of ESBA and 0 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 5 added.
The largest buyer was Michael J. Puzo, adding an estimated $968K. The largest seller was Great Lakes Advisors, exiting entirely with an estimated $489K sold.
- 32 institutional investors held Empire State Realty Series ES (ESBA) as of Q3 2016, down from 34 in Q2 2016.
- Funds reported $19.7M of Empire State Realty Series ES stock for Q3 2016, up 17% quarter-over-quarter.
- 0 funds opened new Empire State Realty Series ES positions in Q3 2016 and 2 closed out, a net change of -2 holders.
- The largest Empire State Realty Series ES buyer in Q3 2016 was Michael J. Puzo, an estimated $968K added.
- The largest Empire State Realty Series ES seller in Q3 2016 was Great Lakes Advisors, an estimated $489K sold.
Based on aggregated 13F filings for Q3 2016.