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Invesco Dorsey Wright SmallCap Momentum ETF

55 hedge funds and large institutions have $386M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 5

49% more capital invested

Capital invested by funds: $258M → $386M (+$128M)

22% more funds holding

Funds holding: 4555 (+10)

2.42% less ownership

Funds ownership: 64.18%61.76% (-2.4%)

Holders
55
Holders Change
+10
Holders Change %
+22.22%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
35
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
26
Benjamin F. Edwards & Company
Missouri
$1.53M +$1.47M +38,678 New
KFS
27
KMS Financial Services
Washington
$1.5M +$103K +2,722 +8%
3AM
28
3D Asset Management
Connecticut
$1.39M
VFS
29
VSR Financial Services
Kansas
$1.39M +$623K +16,451 +89%
MFS
30
MSI Financial Services
Massachusetts
$1.23M +$316K +8,337 +37%
NPC
31
National Planning Corporation
California
$1.18M +$782K +20,640 +233%
PAG
32
Private Advisor Group
New Jersey
$1.1M +$1.05M +27,782 New
BCM
33
Barometer Capital Management
Ontario, Canada
$1.05M +$1.01M +26,600 New
GLA
34
Great Lakes Advisors
Illinois
$1.02M +$570K +15,037 +141%
HighTower Advisors
35
HighTower Advisors
Illinois
$1.01M +$620K +16,371 +178%
PFS
36
Prospera Financial Services
Texas
$889K +$849K +22,394 New
PTC
37
Private Trust Company
Ohio
$882K +$81.1K +2,140 +11%
CIBC World Market
38
CIBC World Market
Ontario, Canada
$853K +$39.9K +1,053 +5%
HFS
39
HL Financial Services
Kentucky
$819K +$51.8K +1,367 +7%
CWM
40
Concert Wealth Management
California
$749K -$734K -19,365 -51%
Deutsche Bank
41
Deutsche Bank
Germany
$740K -$345K -9,100 -33%
OC
42
Oppenheimer & Co
New York
$703K +$376K +9,922 +127%
CA
43
Cetera Advisors
Colorado
$608K +$141K +3,720 +32%
FAAS
44
First Allied Advisory Services
California
$584K +$215K +5,687 +63%
JP Morgan Chase
45
JP Morgan Chase
New York
$507K +$94.9K +2,505 +24%
ICAS
46
Investors Capital Advisory Services
Massachusetts
$492K +$470K +12,400 New
PI
47
Placemark Investments
Illinois
$473K +$452K +11,925 New
SAG
48
Sterne Agee Group
Alabama
$435K +$64.9K +1,712 +19%
DADC
49
D.A. Davidson & Co
Montana
$383K +$22.7K +600 +7%
NES
50
New England Securities
New York
$237K +$22.7K +600 +11%

DWAS Hedge Fund Activity: Q4 2013 in Review

55 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2013, worth a combined $386M — up 49% from $258M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DWAS positions and 0 closed out — a net gain of 11 holders — while 35 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $17.8M. The largest seller was WFG Advisors, cutting an estimated $1.65M.

  • 55 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2013, up from 45 in Q3 2013.
  • Funds reported $386M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2013, up 49% quarter-over-quarter.
  • 11 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2013 and 0 closed out, a net change of +11 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2013 was Wells Fargo, an estimated $17.8M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2013 was WFG Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q4 2013.