3D Asset Management’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

3D Asset Management’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-35,012	Closed	-$1.37M	–	45
2014 Q2	$1.37M	Hold	35,012	–	–	0.4%	23
2014 Q1	$1.37M	Buy	35,012 +12	+0%	+$473	0.41%	25
2013 Q4	$1.39M	Hold	35,000	–	–	0.42%	25
2013 Q3	$1.29M	Buy	+35,000	New	+$1.24M	0.42%	26

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

3D Asset Management's DWAS Position: Q3 2014 in Review

3D Asset Management sold out of Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) in Q3 2014, closing a stake of 35,012 shares — an estimated $1.37M sold.

3D Asset Management first reported a position in DWAS in Q3 2013 and held it in 4 quarters. The position peaked at $1.39M in Q4 2013. 49 funds tracked by Wall St. Rank hold DWAS as of Q3 2014.

3D Asset Management reported no remaining Invesco Dorsey Wright SmallCap Momentum ETF position as of Q3 2014 after selling out during the quarter.
3D Asset Management sold 35,012 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q3 2014, an estimated $1.37M.
3D Asset Management first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q3 2013 and held it in 4 quarters.
3D Asset Management's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $1.39M in Q4 2013.
49 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q3 2014.

Based on 3D Asset Management's 13F filing for Q3 2014, filed 27 Oct 2014.