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DMO

Western Asset Mortgage Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
26
Invesco
Georgia
$313K +$335K +23,396 New
UBS Group
27
UBS Group
Switzerland
$276K -$15.7K -1,095 -5%
RGC
28
Roberts, Glore & Co
Illinois
$248K
SWM
29
SeaCrest Wealth Management
New York
$234K +$251K +17,525 New
PCP
30
Proficio Capital Partners
Massachusetts
$208K
OC
31
Oppenheimer & Co
New York
$190K +$2.94K +205 +1%
LCM
32
Landscape Capital Management
New Jersey
$174K +$186K +12,991 New
SA
33
SFI Advisors
New Jersey
$171K
Ameriprise
34
Ameriprise
Minnesota
$169K
ICMP
35
Integrated Capital Management (Pennsylvania)
Pennsylvania
$159K -$8.31K -580 -5%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$142K -$430 -30 -0.3%
MC
37
Moors & Cabot
Massachusetts
$136K -$7.17K -500 -5%
MCC
38
Money Concepts Capital
Florida
$29K +$31.1K +2,170 New
Wells Fargo
39
Wells Fargo
California
$17K -$29 -2 -0.2%
APA
40
American Portfolios Advisors
New York
$15.5K +$2.02K +141 +14%
SPIA
41
Steward Partners Investment Advisory
New York
$13K
CFO
42
CVA Family Office
Colorado
$12K
GWM
43
Geneos Wealth Management
Colorado
$10K
FIA
44
FNY Investment Advisers
New York
$2K +$2.87K +200 New
IA
45
IFP Advisors
Florida
$1K +$330 +23 New
SFS
46
Shaker Financial Services
Virginia
-$176K -11,583 Closed
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
-$166K -10,946 Closed
ASN
48
Advisory Services Network
Georgia
-$153K -10,077 Closed