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SPDR Dow Jones Industrial Average ETF Trust
DIA

Overview Fund Activity

313 hedge funds and large institutions have $5.31B invested in SPDR Dow Jones Industrial Average ETF Trust in 2013 Q4 according to their latest regulatory filings, with 77 funds opening new positions, 79 increasing their positions, 98 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
313
Holders Change
+46
Holders Change %
+17.23%
% of All Funds
9.09%
Holding in Top 10
32
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+18.52%
% of All Funds
0.93%
New
77
Increased
79
Reduced
98
Closed
29
Calls
$1.52B
Puts
$1.69B
Net Calls
-$169M
Net Calls Change
-$762M

Top Buyers

1
Goldman Sachs
1
Goldman Sachs
New York
$728M
2
Citigroup
2
Citigroup
New York
$320M
3
Deutsche Bank
3
Deutsche Bank
Germany
$250M
4
SG Americas Securities
4
SG Americas Securities
New York
$260M
5
Nomura Holdings
5
Nomura Holdings
Japan
$94.8M

Top Sellers

1
AM
1
Appaloosa Management
Florida
$0
2
GC
2
Guggenheim Capital
Illinois
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$44.8M
4
MSU
4
Mizuho Securities USA
New York
$52.8M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Fiera Capital (Canada)
126
Fiera Capital (Canada)
Quebec, Canada
$1.66M +$1.66M +10,004 New
VFS
127
VSR Financial Services
Kansas
$1.65M +$985K +5,954 +149%
KFS
128
KMS Financial Services
Washington
$1.58M +$1.58M +9,544 New
CL
129
CPWM LLC
Washington
$1.57M +$1.57M +9,488 New
MLL
130
Moody Lynn & Lieberson
Massachusetts
$1.55M -$8.27K -50 -0.5%
RC
131
Roundview Capital
New Jersey
$1.52M +$70.3K +425 +5%
ECM
132
ETrade Capital Management
Virginia
$1.52M -$12.2K -74 -0.8%
NIA
133
Northstar Investment Advisors
Colorado
$1.47M -$55.9K -338 -4%
KA
134
Kovack Advisors
Florida
$1.45M -$980K -5,919 -40%
CA
135
Cetera Advisors
Colorado
$1.36M +$171K +1,033 +14%
FHA
136
First Horizon Advisors
Tennessee
$1.36M – – –
RCM
137
Rotella Capital Management
Washington
$1.34M -$1.21M -7,300 -47%
SBH
138
Segall Bryant & Hamill
Illinois
$1.28M -$1.1M -6,673 -46%
PG
139
Portola Group
California
$1.27M +$1.27M +7,650 New
1SB
140
1ST Source Bank
Indiana
$1.25M – – –
GJIC
141
Gamble Jones Investment Counsel
California
$1.23M – – –
M
142
MOTCO
Texas
$1.22M -$4.14K -25 -0.3%
EHPM
143
Emery Howard Portfolio Management
California
$1.2M -$63.4K -383 -5%
ICAS
144
Investors Capital Advisory Services
Massachusetts
$1.2M +$390K +2,361 +48%
PAI
145
Pittenger & Anderson Inc
Nebraska
$1.17M -$12.4K -75 -1%
KIA
146
KCM Investment Advisors
California
$1.16M +$8.27K +50 +0.7%
FANJ
147
Financial Architects (New Jersey)
New Jersey
$1.13M +$576K +3,481 +104%
WJA
148
Williams Jones & Associates
New York
$1.11M – – –
PIA
149
Peachtree Investment Advisors
Georgia
$1.07M +$1.07M +6,455 New
TD Asset Management
150
TD Asset Management
Ontario, Canada
$1.03M +$1.03M +6,200 New
4 5
6
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