KMS Financial Services’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

KMS Financial Services’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$931K	Sell	5,473 -255	-4%	-$43.2K	0.13%	169
2014 Q2	$962K	Sell	5,728 -6,948	-55%	-$1.15M	0.14%	160
2014 Q1	$2.08M	Buy	12,676 +3,132	+33%	+$506K	0.33%	72
2013 Q4	$1.58M	Buy	+9,544	New	+$1.5M	0.27%	90
2013 Q3	–	Sell	-2,488	Closed	-$370K	–	455
2013 Q2	$370K	Buy	+2,488	New	+$372K	0.1%	234

Other funds holding DIA

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Mizuho Bank Tokyo, Japan $369M AUM 53.09% 1-Year Est. Return

KMS Financial Services's DIA Position: Q3 2014 in Review

KMS Financial Services reduced its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 4.5% in Q3 2014, selling an estimated $43.2K and leaving 5,473 shares worth $931K. The position accounts for 0.13% of the portfolio, ranked #169.

KMS Financial Services first reported a position in DIA in Q2 2013 and has held it in 5 quarters since. The position peaked at $2.08M in Q1 2014. 308 funds tracked by Wall St. Rank hold DIA as of Q3 2014.

KMS Financial Services held 5,473 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $931K as of Q3 2014.
KMS Financial Services sold 255 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2014, an estimated $43.2K.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.13% of KMS Financial Services's portfolio in Q3 2014, its #169 holding.
KMS Financial Services first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and has held it in 5 quarters since.
KMS Financial Services's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $2.08M in Q1 2014.
308 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2014.

Based on KMS Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.