Rotella Capital Management’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Rotella Capital Management’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-7,700	Closed	-$1.37M	–	527
2014 Q4	$1.37M	Buy	7,700 +1,200	+18%	+$208K	1.19%	21
2014 Q3	$1.11M	Hold	6,500	–	–	1.16%	19
2014 Q2	$1.09M	Sell	6,500 -550	-8%	-$91.2K	0.92%	22
2014 Q1	$1.16M	Sell	7,050 -1,050	-13%	-$170K	1.42%	21
2013 Q4	$1.34M	Sell	8,100 -7,300	-47%	-$1.15M	2.65%	13
2013 Q3	$2.33M	Buy	15,400 +7,500	+95%	+$1.14M	4.33%	4
2013 Q2	$1.17M	Buy	+7,900	New	+$1.18M	3.73%	7

Other funds holding DIA

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

MSU

Mizuho Securities USA New York $6.2B AUM 35.46% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $4.78B AUM 25.31% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Rotella Capital Management's DIA Position: Q1 2015 in Review

Rotella Capital Management sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q1 2015, closing a stake of 7,700 shares — an estimated $1.37M sold.

Rotella Capital Management first reported a position in DIA in Q2 2013 and held it in 7 quarters. The position peaked at $2.33M in Q3 2013. 365 funds tracked by Wall St. Rank hold DIA as of Q1 2015.

Rotella Capital Management reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q1 2015 after selling out during the quarter.
Rotella Capital Management sold 7,700 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q1 2015, an estimated $1.37M.
Rotella Capital Management first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and held it in 7 quarters.
Rotella Capital Management's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $2.33M in Q3 2013.
365 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q1 2015.

Based on Rotella Capital Management's 13F filing for Q1 2015, filed 4 May 2015.