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State Street SPDR Dow Jones Industrial Average ETF Trust

481 hedge funds and large institutions have $7.43B invested in State Street SPDR Dow Jones Industrial Average ETF Trust in 2017 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 156 increasing their positions, 142 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

34% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 32

22% more capital invested

Capital invested by funds: $6.1B → $7.43B (+$1.33B)

2.58% more ownership

Funds ownership: 37.1%39.68% (+2.6%)

2% more funds holding in top 10

Funds holding in top 10: 4243 (+1)

2% more funds holding

Funds holding: 473481 (+8)

10% more repeat investments, than reductions

Existing positions increased: 156 | Existing positions reduced: 142

4% more call options, than puts

Call options by funds: $1.31B | Put options by funds: $1.25B

Holders
481
Holders Change
+8
Holders Change %
+1.69%
% of All Funds
11.99%
Holding in Top 10
43
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+2.38%
% of All Funds
1.07%
New
43
Increased
156
Reduced
142
Closed
32
Calls
$1.31B
Puts
$1.25B
Net Calls
+$55.3M
Net Calls Change
-$79.9M
Name Holding Trade Value Shares
Change
Change in
Stake
AFG
26
Arkansas Financial Group
Arkansas
$56.2M -$925K -4,228 -2%
ACM
27
Aviance Capital Management
Florida
$53.5M -$17.1M -77,935 -25%
JP Morgan Chase
28
JP Morgan Chase
New York
$50.3M -$4.42M -20,220 -8%
BMM
29
Berkshire Money Management
Massachusetts
$48M +$6.33M +28,946 +16%
QIM
30
Quantitative Investment Management
Virginia
$44.1M -$9.1M -41,600 -17%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$39.8M -$3.74M -17,089 -9%
BAM
32
Broadmark Asset Management
California
$39.3M
FAG
33
Financial Advisory Group
Texas
$35.4M -$1.1M -5,040 -3%
FM
34
Forward Management
California
$33.8M -$18.5M -84,655 -36%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$33.8M +$1.42M +6,509 +5%
MTB
36
Mizuho Trust & Banking
Japan
$31.3M +$8.75M +40,000 +40%
Northern Trust
37
Northern Trust
Illinois
$29.3M +$4.37M +19,972 +18%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$28.8M +$2.31M +10,562 +9%
AG
39
Advisor Group
Arizona
$27.3M +$4.6M +21,037 +21%
BAM
40
BTS Asset Management
Massachusetts
$25.1M +$37.8M +172,742 New
RJA
41
Raymond James & Associates
Florida
$24.6M +$1.31M +6,002 +6%
HighTower Advisors
42
HighTower Advisors
Illinois
$23.8M +$1.71M +7,796 +8%
SB
43
Suntrust Banks
Georgia
$23.3M +$642K +2,933 +3%
KeyBank National Association
44
KeyBank National Association
Ohio
$22.7M +$272K +1,245 +1%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$20.7M +$291K +1,332 +1%
CC
46
Cadinha & Co
Hawaii
$20.3M +$19.5M +89,005 +4,964%
SMM
47
Stadion Money Management
Georgia
$20.2M +$19.8M +90,316 New
HCA
48
Heck Capital Advisors
Wisconsin
$19.9M +$857K +3,917 +5%
NPC
49
National Planning Corporation
California
$18.8M -$929K -4,244 -5%
Bessemer Group
50
Bessemer Group
New Jersey
$18.3M +$10.9M +49,826 +155%

DIA Hedge Fund Activity: Q3 2017 in Review

481 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) for Q3 2017, worth a combined $7.43B — up 22% from $6.1B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new DIA positions and 32 closed out — a net gain of 11 holders — while 156 added to existing stakes and 142 trimmed.

The largest buyer was Bank of America, adding an estimated $425M. The largest seller was Morgan Stanley, cutting an estimated $209M.

  • 481 institutional investors held State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) as of Q3 2017, up from 473 in Q2 2017.
  • Funds reported $7.43B of State Street SPDR Dow Jones Industrial Average ETF Trust stock for Q3 2017, up 22% quarter-over-quarter.
  • 43 funds opened new State Street SPDR Dow Jones Industrial Average ETF Trust positions in Q3 2017 and 32 closed out, a net change of +11 holders.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust buyer in Q3 2017 was Bank of America, an estimated $425M added.
  • The largest State Street SPDR Dow Jones Industrial Average ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $209M sold.

Based on aggregated 13F filings for Q3 2017.