Advisor Group’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Advisor Group’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$38.5M	Sell	134,955 -8,170	-6%	-$2.25M	0.27%	68
2019 Q3	$38.5M	Sell	143,125 -3,845	-3%	-$1.03M	0.28%	63
2019 Q2	$39.1M	Buy	146,970 +15,035	+11%	+$3.92M	0.3%	61
2019 Q1	$34.2M	Buy	131,935 +43,228	+49%	+$10.9M	0.28%	68
2018 Q4	$20.7M	Sell	88,707 -10,355	-10%	-$2.58M	0.2%	87
2018 Q3	$26.2M	Sell	99,062 -38,104	-28%	-$9.75M	0.26%	75
2018 Q2	$33.3M	Sell	137,166 -25,408	-16%	-$6.24M	0.46%	39
2018 Q1	$39.3M	Buy	162,574 +4,263	+3%	+$1.07M	0.54%	29
2017 Q4	$39.2M	Buy	158,311 +36,471	+30%	+$8.64M	0.52%	36
2017 Q3	$27.3M	Buy	121,840 +21,037	+21%	+$4.6M	0.43%	41
2017 Q2	$21.5M	Buy	100,803 +15,020	+18%	+$3.15M	0.38%	49
2017 Q1	$17.7M	Sell	85,783 -7,843	-8%	-$1.6M	0.36%	45
2016 Q4	$18.5M	Buy	93,626 +46,714	+100%	+$8.81M	0.42%	37
2016 Q3	$8.58M	Buy	46,912 +9,759	+26%	+$1.79M	0.21%	108
2016 Q2	$6.65M	Buy	+37,153	New	+$6.6M	0.17%	130

Other funds holding DIA

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

Advisor Group's DIA Position: Q4 2019 in Review

Advisor Group reduced its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 5.7% in Q4 2019, selling an estimated $2.25M and leaving 134,955 shares worth $38.5M. The position accounts for 0.27% of the portfolio, ranked #68.

Advisor Group first reported a position in DIA in Q2 2016 and has held it in 15 quarters since. The position peaked at $39.3M in Q1 2018. 755 funds tracked by Wall St. Rank hold DIA as of Q4 2019.

Advisor Group held 134,955 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $38.5M as of Q4 2019.
Advisor Group sold 8,170 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2019, an estimated $2.25M.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.27% of Advisor Group's portfolio in Q4 2019, its #68 holding.
Advisor Group first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2016 and has held it in 15 quarters since.
Advisor Group's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $39.3M in Q1 2018.
755 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.