National Planning Corporation’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

National Planning Corporation’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-82	Closed	-$20.3K	–	6
2017 Q4	$20.3K	Sell	82 -83,723	-100%	-$19.8M	2.79%	14
2017 Q3	$18.8M	Sell	83,805 -4,244	-5%	-$929K	1.56%	10
2017 Q2	$18.9M	Buy	88,049 +67,795	+335%	+$14.2M	1.44%	9
2017 Q1	$4.19M	Buy	20,254 +2,518	+14%	+$513K	0.32%	68
2016 Q4	$3.52M	Sell	17,736 -9,675	-35%	-$1.82M	0.27%	74
2016 Q3	$5M	Sell	27,411 -327	-1%	-$60K	0.4%	55
2016 Q2	$5.08M	Sell	27,738 -12,130	-30%	-$2.15M	0.39%	60
2016 Q1	$7.07M	Sell	39,868 -5,527	-12%	-$920K	0.61%	29
2015 Q4	$7.35M	Sell	45,395 -349	-0.8%	-$61K	0.6%	35
2015 Q3	$8.17M	Buy	45,744 +16,036	+54%	+$2.74M	0.75%	25
2015 Q2	$5.17M	Sell	29,708 -2,193	-7%	-$395K	0.46%	44
2015 Q1	$5.71M	Sell	31,901 -88,897	-74%	-$15.8M	0.51%	41
2014 Q4	$21.2M	Sell	120,798 -1,689	-1%	-$293K	1.5%	10
2014 Q3	$20.8M	Buy	122,487 +92,873	+314%	+$15.7M	1.58%	12
2014 Q2	$4.97M	Buy	29,614 +1,188	+4%	+$197K	0.39%	54
2014 Q1	$4.7M	Sell	28,426 -1,984	-7%	-$321K	0.41%	56
2013 Q4	$5.03M	Sell	30,410 -42,543	-58%	-$6.69M	0.45%	53
2013 Q3	$11.1M	Buy	72,953 +3,878	+6%	+$592K	1.07%	16
2013 Q2	$10.3M	Buy	+69,075	New	+$10.3M	1.27%	11

Other funds holding DIA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

MSU

Mizuho Securities USA New York $4.24B AUM 23.1% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mizuho Bank Tokyo, Japan $369M AUM 53.09% 1-Year Est. Return

SMFG

Sumitomo Mitsui Financial Group Tokyo, Japan $4.94B AUM 1.39% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

National Planning Corporation's DIA Position: Q1 2018 in Review

National Planning Corporation sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q1 2018, closing a stake of 82 shares — an estimated $20.3K sold.

National Planning Corporation first reported a position in DIA in Q2 2013 and held it in 19 quarters. The position peaked at $21.2M in Q4 2014. 601 funds tracked by Wall St. Rank hold DIA as of Q1 2018.

National Planning Corporation reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q1 2018 after selling out during the quarter.
National Planning Corporation sold 82 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q1 2018, an estimated $20.3K.
National Planning Corporation first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and held it in 19 quarters.
National Planning Corporation's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $21.2M in Q4 2014.
601 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q1 2018.

Based on National Planning Corporation's 13F filing for Q1 2018.