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DFP

Flaherty & Crumrine Dynamic Preferred and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NFG
26
Next Financial Group
Texas
$436K +$384K +15,750 +940%
MAFM
27
Mid Atlantic Financial Management
Pennsylvania
$421K -$82.8K -3,400 -17%
RJT
28
Raymond James Trust
Florida
$412K
BW
29
Bison Wealth
Georgia
$411K +$49 +2 +0%
AG
30
Advisor Group
Arizona
$374K +$270K +11,105 +290%
AF
31
Advisornet Financial
Minnesota
$367K
MWM
32
Meridian Wealth Management
Kentucky
$362K -$19.1K -786 -5%
Fiera Capital (Canada)
33
Fiera Capital (Canada)
Quebec, Canada
$276K +$14.3K +589 +6%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$254K
GSWM
35
Golden State Wealth Management
California
$249K +$2.19K +90 +0.9%
BBA
36
BLB&B Advisors
Pennsylvania
$208K +$202K +8,293 New
Bank of America
37
Bank of America
North Carolina
$162K -$40.9K -1,681 -21%
Citigroup
38
Citigroup
New York
$157K +$103K +4,225 +208%
SMFS
39
Squar Milner Financial Services
California
$130K
GWM
40
Geneos Wealth Management
Colorado
$61K
FMP
41
Financial Management Professionals
Texas
$54K
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$47K +$463 +19 +1%
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$45K
PFGIA
44
Patriot Financial Group Insurance Agency
Massachusetts
$37K
AIM
45
Advantage Investment Management
Iowa
$36K -$3.65K -150 -9%
SPIA
46
Steward Partners Investment Advisory
New York
$32K +$31.7K +1,300 New
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$20K +$341 +14 +2%
M
48
MOTCO
Texas
$18K +$17.8K +732 New
LWS
49
Lucia Wealth Services
California
$16K -$4.24M -173,964 -100%
BC
50
Barnett & Company
Tennessee
$16K