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Cathay General Bancorp
CATY

Overview Fund Activity

208 hedge funds and large institutions have $1.66B invested in Cathay General Bancorp in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 72 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
208
Holders Change
+6
Holders Change %
+2.97%
% of All Funds
5.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
29
Increased
72
Reduced
72
Closed
21
Calls
$1.54M
Puts
$616K
Net Calls
+$923K
Net Calls Change
-$909K

Top Buyers

1
TA
Teachers Advisors
New York
$19.8M
2
Principal Financial Group
Principal Financial Group
Iowa
$21.2M
3
Vanguard Group
Vanguard Group
Pennsylvania
$201M
4
BFA
BlackRock Fund Advisors
California
$125M
5
Prudential Financial
Prudential Financial
New Jersey
$16.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$33.4M
2
CCI
Columbus Circle Investors
$0
3
Millennium Management
Millennium Management
New York
$308K
4
BIT
BlackRock Institutional Trust
California
$69.6M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$405K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
176
Riverhead Capital Management
Delaware
$89K +$62.7K +2,042 +238%
RWG
177
Regal Wealth Group
California
$86K – – –
Barclays
178
Barclays
United Kingdom
$60K +$7.6K +248 +14%
Zurich Cantonal Bank
179
Zurich Cantonal Bank
Switzerland
$60K +$8.32K +272 +16%
US Bancorp
180
US Bancorp
Minnesota
$59K -$65.8K -2,148 -53%
Envestnet Asset Management
181
Envestnet Asset Management
Illinois
$56K -$15.3K -493 -21%
PNC Financial Services Group
182
PNC Financial Services Group
Pennsylvania
$55K -$16.9K -551 -24%
AAM
183
Advisors Asset Management
Colorado
$55K -$3.06K -100 -5%
TRCT
184
Tower Research Capital (TRC)
New York
$54K -$119K -3,899 -69%
AssetMark Inc
185
AssetMark Inc
California
$39K -$397 -13 -1%
KBC Group
186
KBC Group
Belgium
$30K – – –
EA
187
Emerald Acquisition
Washington
$29K -$336K -10,855 -92%
MRCM
188
M&R Capital Management
New Jersey
$21K – – –
FHA
189
First Horizon Advisors
Tennessee
$20K – – –
FIB
190
First Interstate Bank
Montana
$16K – – –
AG
191
Advisor Group
Arizona
$14K -$10.6K -355 -43%
TCIM
192
TIAA CREF Investment Management
New York
$11.3K -$32 -1,040 -0.3%
Carson Wealth (CWM LLC)
193
Carson Wealth (CWM LLC)
Nebraska
$10K +$10K +340 New
ST
194
Spot Trading
Illinois
$9K +$9K +284 New
SAM
195
Solaris Asset Management
New York
$8K +$8K +250 New
LAM
196
Lebenthal Asset Management
New York
$6K +$6K +180 New
LTFS
197
Ladenburg Thalmann Financial Services
Florida
$5K – – –
GAM
198
Gemmer Asset Management
California
$5K – – –
KT
199
Kanaly Trust
Texas
$4K – – –
GWM
200
Geneos Wealth Management
Colorado
$4K +$4K +160 New
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8
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