Ladenburg Thalmann Financial Services’s Cathay General Bancorp CATY Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.29M	Buy	33,951 +633	+2%	+$23.1K	0.01%	1106
2019 Q3	$1.16M	Buy	33,318 +31,424	+1,659%	+$1.1M	0.01%	1151
2019 Q2	$68K	Buy	1,894 +82	+5%	+$2.91K	﹤0.01%	3245
2019 Q1	$57K	Buy	1,812 +702	+63%	+$25.8K	﹤0.01%	3313
2018 Q4	$38K	Sell	1,110 -234	-17%	-$8.87K	﹤0.01%	3438
2018 Q3	$55K	Sell	1,344 -256	-16%	-$10.8K	﹤0.01%	3249
2018 Q2	$63K	Hold	1,600	–	–	﹤0.01%	3099
2018 Q1	$63K	Sell	1,600 -189	-11%	-$8.08K	﹤0.01%	3099
2017 Q4	$76K	Buy	1,789 +103	+6%	+$4.3K	﹤0.01%	2921
2017 Q3	$68K	Sell	1,686 -137	-8%	-$5.06K	﹤0.01%	2863
2017 Q2	$69K	Buy	1,823 +660	+57%	+$24.8K	﹤0.01%	2776
2017 Q1	$44K	Sell	1,163 -715	-38%	-$27.2K	﹤0.01%	3003
2016 Q4	$71K	Buy	1,878 +1,733	+1,195%	+$58.6K	﹤0.01%	2580
2016 Q3	$5K	Hold	145	–	–	﹤0.01%	4135
2016 Q2	$4K	Sell	145 -33	-19%	-$977	﹤0.01%	4198
2016 Q1	$5K	Buy	178 +41	+30%	+$1.14K	﹤0.01%	4052
2015 Q4	$4K	Buy	137 +90	+191%	+$2.88K	﹤0.01%	4113
2015 Q3	$1K	Buy	47 +24	+104%	+$749	﹤0.01%	4387
2015 Q2	$1K	Buy	+23	New	+$695	﹤0.01%	4465
2013 Q3	–	Sell	-45	Closed	-$1K	–	3706
2013 Q2	$1K	Buy	+45	New	+$891	﹤0.01%	3441