LTFS
CATY icon

Ladenburg Thalmann Financial Services’s Cathay General Bancorp CATY Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CATY Stock Details CATY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.29M Buy
33,951
+633
+2% +$23.1K 0.01% 1106
2019
Q3 		$1.16M Buy
33,318
+31,424
+1,659% +$1.1M 0.01% 1151
2019
Q2 		$68K Buy
1,894
+82
+5% +$2.91K ﹤0.01% 3245
2019
Q1 		$57K Buy
1,812
+702
+63% +$25.8K ﹤0.01% 3313
2018
Q4 		$38K Sell
1,110
-234
-17% -$8.87K ﹤0.01% 3438
2018
Q3 		$55K Sell
1,344
-256
-16% -$10.8K ﹤0.01% 3249
2018
Q2 		$63K Hold
1,600
– – ﹤0.01% 3099
2018
Q1 		$63K Sell
1,600
-189
-11% -$8.08K ﹤0.01% 3099
2017
Q4 		$76K Buy
1,789
+103
+6% +$4.3K ﹤0.01% 2921
2017
Q3 		$68K Sell
1,686
-137
-8% -$5.06K ﹤0.01% 2863
2017
Q2 		$69K Buy
1,823
+660
+57% +$24.8K ﹤0.01% 2776
2017
Q1 		$44K Sell
1,163
-715
-38% -$27.2K ﹤0.01% 3003
2016
Q4 		$71K Buy
1,878
+1,733
+1,195% +$58.6K ﹤0.01% 2580
2016
Q3 		$5K Hold
145
– – ﹤0.01% 4135
2016
Q2 		$4K Sell
145
-33
-19% -$977 ﹤0.01% 4198
2016
Q1 		$5K Buy
178
+41
+30% +$1.14K ﹤0.01% 4052
2015
Q4 		$4K Buy
137
+90
+191% +$2.88K ﹤0.01% 4113
2015
Q3 		$1K Buy
47
+24
+104% +$749 ﹤0.01% 4387
2015
Q2 		$1K Buy
+23
New +$695 ﹤0.01% 4465
2013
Q3 		– Sell
-45
Closed -$1K – 3706
2013
Q2 		$1K Buy
+45
New +$891 ﹤0.01% 3441

Other funds holding CATY

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Nuveen
Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
Victory Capital Management
Victory Capital Management San Antonio, Texas $178B AUM 37.23% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CATY Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Cathay General Bancorp (CATY) stake by 1.9% in Q4 2019, buying an estimated $23.1K and bringing the position to 33,951 shares worth $1.29M. The position accounts for 0.01% of the portfolio, ranked #1106.

Ladenburg Thalmann Financial Services first reported a position in CATY in Q2 2013 and has held it in 20 quarters since. 218 funds tracked by Wall St. Rank hold CATY as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 33,951 shares of Cathay General Bancorp worth $1.29M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 633 Cathay General Bancorp shares in Q4 2019, an estimated $23.1K.
  • Cathay General Bancorp made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1106 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Cathay General Bancorp in Q2 2013 and has held it in 20 quarters since.
  • 218 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.