Cathay General Bancorp
CATY
141 hedge funds and large institutions have $1.17B invested in Cathay General Bancorp in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 56 increasing their positions, 49 reducing their positions, and 17 closing their positions.
32% more call options, than puts
Call options by funds: $154K | Put options by funds: $117K
20% more capital invested
Capital invested by funds: $976M → $1.17B (+$192M)
14% more repeat investments, than reductions
Existing positions increased: 56 | Existing positions reduced: 49
6% less first-time investments, than exits
New positions opened: 16 | Existing positions closed: 17
2% less funds holding
Funds holding: 144 → 141 (-3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wellington Management Group
Boston,
Massachusetts
|
+$20.5M |
| 2 |
RHJA
Rice Hall James & Associates
San Diego,
California
|
+$10.1M |
| 3 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$6.95M |
| 4 |
State Street
Boston,
Massachusetts
|
+$3.31M |
| 5 |
American Century Companies
Kansas City,
Missouri
|
+$3.31M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rutabaga Capital Management
Boston,
Massachusetts
|
-$8.78M |
| 2 |
MNA
Manning & Napier Advisors
Fairport,
New York
|
-$5.5M |
| 3 |
Dimensional Fund Advisors
Austin,
Texas
|
-$3.17M |
| 4 |
Ameriprise
Minneapolis,
Minnesota
|
-$3.13M |
| 5 |
PGIM
Pacific Global Investment Management
Glendale,
California
|
-$2.59M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SCM
151
Sterling Capital Management
Charlotte,
North Carolina
| – | -$274K | -13,450 | Closed |
|
|
PP
152
PDT Partners
New York
| – | -$267K | -13,120 | Closed |
|
|
SCA
153
SAC Capital Advisors
Stamford,
Connecticut
| – | -$262K | -12,856 | Closed |
|
154
Nomura Holdings
Tokyo,
Japan
| – | -$217K | -10,713 | Closed |
|
155
Arrowstreet Capital
Boston,
Massachusetts
| – | -$113K | -5,533 | Closed |
|
|
OMCS
156
Old Mutual Customised Solutions
Pinelands,
South Africa
| – | -$22K | -1,100 | Closed |
|
|
PH
157
Pinnacle Holdings
Tulsa,
Oklahoma
| – | -$6.51K | -320 | Closed |
|
|
LTFS
158
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$1K | -45 | Closed |
|
CATY Hedge Fund Activity: Q3 2013 in Review
141 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Cathay General Bancorp (CATY) for Q3 2013, worth a combined $1.17B — up 20% from $976M a quarter earlier.
Sellers outnumbered buyers: 17 funds closed out of CATY and 16 opened new positions — a net loss of 1 holder — while 49 trimmed existing stakes and 56 added.
The largest buyer was Wellington Management Group, opening a new position worth an estimated $20.5M. The largest seller was Rutabaga Capital Management, cutting an estimated $8.78M.
- 141 institutional investors held Cathay General Bancorp (CATY) as of Q3 2013, down from 144 in Q2 2013.
- Funds reported $1.17B of Cathay General Bancorp stock for Q3 2013, up 20% quarter-over-quarter.
- 16 funds opened new Cathay General Bancorp positions in Q3 2013 and 17 closed out, a net change of -1 holder.
- The largest Cathay General Bancorp buyer in Q3 2013 was Wellington Management Group, an estimated $20.5M added.
- The largest Cathay General Bancorp seller in Q3 2013 was Rutabaga Capital Management, an estimated $8.78M sold.
Based on aggregated 13F filings for Q3 2013.