Nomura Holdings’s Cathay General Bancorp CATY Stock Holding History

Nomura Holdings’s Portfolio CATY Stock Details CATY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-5,410	Closed	-$219K	–	1302
2018 Q2	$219K	Buy	+5,410	New	+$224K	﹤0.01%	1177
2017 Q3	–	Sell	-9,289	Closed	-$354K	–	1488
2017 Q2	$354K	Buy	9,289 +2,222	+31%	+$83.5K	﹤0.01%	1303
2017 Q1	$266K	Buy	+7,067	New	+$269K	﹤0.01%	1103
2016 Q4	–	Sell	-11,400	Closed	-$352K	–	1547
2016 Q3	$352K	Buy	+11,400	New	+$346K	﹤0.01%	958
2016 Q2	–	Sell	-23,763	Closed	-$671K	–	1268
2016 Q1	$671K	Buy	+23,763	New	+$658K	﹤0.01%	796
2014 Q2	–	Sell	-8,106	Closed	-$204K	–	2760
2014 Q1	$204K	Sell	8,106 -1,317	-14%	-$32.9K	﹤0.01%	2326
2013 Q4	$252K	Buy	+9,423	New	+$239K	﹤0.01%	1637
2013 Q3	–	Sell	-10,713	Closed	-$217K	–	2345
2013 Q2	$217K	Buy	+10,713	New	+$212K	﹤0.01%	1803

Other funds holding CATY

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Nomura Holdings's CATY Position: Q3 2018 in Review

Nomura Holdings sold out of Cathay General Bancorp (CATY) in Q3 2018, closing a stake of 5,410 shares — an estimated $219K sold.

Nomura Holdings first reported a position in CATY in Q2 2013 and held it in 8 quarters. The position peaked at $671K in Q1 2016. 238 funds tracked by Wall St. Rank hold CATY as of Q3 2018.

Nomura Holdings reported no remaining Cathay General Bancorp position as of Q3 2018 after selling out during the quarter.
Nomura Holdings sold 5,410 Cathay General Bancorp shares in Q3 2018, an estimated $219K.
Nomura Holdings first reported a position in Cathay General Bancorp in Q2 2013 and held it in 8 quarters.
Nomura Holdings's Cathay General Bancorp position peaked at $671K in Q1 2016.
238 funds tracked by Wall St. Rank held Cathay General Bancorp as of Q3 2018.

Based on Nomura Holdings's 13F filing for Q3 2018, filed 14 Nov 2018.