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BTO

John Hancock Financial Opportunities Fund

48 hedge funds and large institutions have $123M invested in John Hancock Financial Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

37% more capital invested

Capital invested by funds: $90.3M → $123M (+$33.1M)

9% more funds holding

Funds holding: 4448 (+4)

0.82% more ownership

Funds ownership: 17.57%18.39% (+0.82%)

Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.2%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
18
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BTS
26
BB&T Securities
Virginia
$343K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$324K +$282K +8,931 New
DA
28
Doliver Advisors
Texas
$322K +$280K +8,865 New
NPC
29
National Planning Corporation
California
$215K +$189K +5,987 New
AA
30
Ancora Advisors
Ohio
$181K +$158K +5,000 New
DADC
31
D.A. Davidson & Co
Montana
$166K
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$122K +$9.12K +289 +9%
US Bancorp
33
US Bancorp
Minnesota
$116K +$94.7K +3,000 +1,596%
Creative Planning
34
Creative Planning
Kansas
$107K +$7.23K +229 +8%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$76K -$60.2K -1,908 -48%
PSUF
36
People's United Financial
Connecticut
$36K
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$33K +$28.3K +897 +89,700%
PMFA
38
Plante Moran Financial Advisors
Michigan
$28K +$24.1K +765 New
First Manhattan
39
First Manhattan
New York
$27K +$32 +1 +0.1%
OC
40
Oakworth Capital
Alabama
$24K +$22.1K +700 New
MFS
41
MSI Financial Services
Massachusetts
$19K
GWM
42
Geneos Wealth Management
Colorado
$18K
SHJ
43
Sharkey, Howes & Javer
Colorado
$15K
LYV
44
Live Your Vision
Pennsylvania
$7K +$6.31K +200 New
Citigroup
45
Citigroup
New York
$4K -$1.1K -35 -26%
NFG
46
Next Financial Group
Texas
$2K
AG
47
Advisor Group
Arizona
$2K +$1.67K +53 New
Bank of Nova Scotia
48
Bank of Nova Scotia
Ontario, Canada
-$1.93M -69,383 Closed
Baird Financial Group
49
Baird Financial Group
Wisconsin
-$1.46M -52,492 Closed
UR
50
USCA RIA
Texas
-$409K -14,725 Closed

BTO Hedge Fund Activity: Q4 2016 in Review

48 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q4 2016, worth a combined $123M — up 37% from $90.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new BTO positions and 6 closed out — a net gain of 4 holders — while 18 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $3.4M. The largest seller was Bank of Nova Scotia, exiting entirely with an estimated $1.93M sold.

  • 48 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $123M of John Hancock Financial Opportunities Fund stock for Q4 2016, up 37% quarter-over-quarter.
  • 10 funds opened new John Hancock Financial Opportunities Fund positions in Q4 2016 and 6 closed out, a net change of +4 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q4 2016 was Morgan Stanley, an estimated $3.4M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q4 2016 was Bank of Nova Scotia, an estimated $1.93M sold.

Based on aggregated 13F filings for Q4 2016.