BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

48 hedge funds and large institutions have $123M invested in John Hancock Financial Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$50.9M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$5.35M
3
Wells Fargo
Wells Fargo
California
$10.1M
4
Bank of America
Bank of America
North Carolina
$9.96M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$1.38M

Top Sellers

1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
$0
2
Baird Financial Group
Baird Financial Group
Wisconsin
$0
3
LAM
Lebenthal Asset Management
New York
$2.42M
4
NSAM
North Star Asset Management
Wisconsin
$6.39M
5
UR
USCA RIA
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BTS
26
BB&T Securities
Virginia
$343K – – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$324K +$324K +8,931 New
DA
28
Doliver Advisors
Texas
$322K +$322K +8,865 New
NPC
29
National Planning Corporation
California
$215K +$215K +5,987 New
AA
30
Ancora Advisors
Ohio
$181K +$181K +5,000 New
DADC
31
D.A. Davidson & Co
Montana
$166K – – –
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$122K +$10.5K +289 +9%
US Bancorp
33
US Bancorp
Minnesota
$116K +$109K +3,000 +1,596%
Creative Planning
34
Creative Planning
Kansas
$107K +$8.3K +229 +8%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$76K -$69.9K -1,908 -48%
PSUF
36
People's United Financial
Connecticut
$36K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$33K +$33K +897 +89,700%
PMFA
38
Plante Moran Financial Advisors
Michigan
$28K +$28K +765 New
First Manhattan
39
First Manhattan
New York
$27K +$36 +1 +0.1%
OC
40
Oakworth Capital
Alabama
$24K +$24K +700 New
MFS
41
MSI Financial Services
Massachusetts
$19K – – –
GWM
42
Geneos Wealth Management
Colorado
$18K – – –
SHJ
43
Sharkey, Howes & Javer
Colorado
$15K – – –
LYV
44
Live Your Vision
Pennsylvania
$7K +$7K +200 New
Citigroup
45
Citigroup
New York
$4K -$1.4K -35 -26%
NFG
46
Next Financial Group
Texas
$2K – – –
AG
47
Advisor Group
Arizona
$2K +$2K +53 New
Bank of Nova Scotia
48
Bank of Nova Scotia
Ontario, Canada
– -$1.93M -69,383 Closed
Baird Financial Group
49
Baird Financial Group
Wisconsin
– -$1.46M -52,492 Closed
UR
50
USCA RIA
Texas
– -$409K -14,725 Closed
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2
3