BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

39 hedge funds and large institutions have $49.3M invested in John Hancock Financial Opportunities Fund in 2013 Q2 according to their latest regulatory filings, with 39 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
39
Holders Change
+39
Holders Change %
–
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
39
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.8M
2
NSAM
2
North Star Asset Management
Wisconsin
$8.95M
3
PP
3
Patten & Patten
Tennessee
$7.68M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.97M
5
FC
5
FCA Corp
Texas
$1.88M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.8M 693,927 +693,927 New
NSAM
2
North Star Asset Management
Wisconsin
$8.95M 418,750 +418,750 New
PP
3
Patten & Patten
Tennessee
$7.68M 359,220 +359,220 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.97M 91,927 +91,927 New
FC
5
FCA Corp
Texas
$1.88M 87,726 +87,726 New
OCM
6
Orleans Capital Management
Louisiana
$1.82M 85,006 +85,006 New
Goldman Sachs
7
Goldman Sachs
New York
$1.79M 83,775 +83,775 New
Bank of America
8
Bank of America
North Carolina
$1.6M 74,578 +74,578 New
HSBC Holdings
9
HSBC Holdings
United Kingdom
$1.41M 66,110 +66,110 New
Wells Fargo
10
Wells Fargo
California
$1.25M 58,577 +58,577 New
AIC
11
Aurora Investment Counsel
Georgia
$1.21M 53,396 +53,396 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.18M 55,008 +55,008 New
SNC
13
Stifel Nicolaus & Co
Missouri
$937K 43,830 +43,830 New
LPL Financial
14
LPL Financial
California
$424K 19,826 +19,826 New
RJA
15
Raymond James & Associates
Florida
$377K 17,611 +17,611 New
Invesco
16
Invesco
Georgia
$299K 13,997 +13,997 New
U
17
UBS
Switzerland
$259K 12,092 +12,092 New
LIC
18
Lodestar Investment Counsel
Illinois
$254K 11,871 +11,871 New
CWM
19
Concert Wealth Management
California
$252K 11,733 +11,733 New
OC
20
Oppenheimer & Co
New York
$247K 11,576 +11,576 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$225K 10,503 +10,503 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$106K 5,000 +5,000 New
PSUF
23
People's United Financial
Connecticut
$94K 4,400 +4,400 New
FHC
24
First Horizon Corporation
Tennessee
$68K 3,200 +3,200 New
DADC
25
D.A. Davidson & Co
Montana
$64K 3,000 +3,000 New
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