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BTO

John Hancock Financial Opportunities Fund

70 hedge funds and large institutions have $148M invested in John Hancock Financial Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 11

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

13% more capital invested

Capital invested by funds: $131M → $148M (+$17M)

8% more funds holding

Funds holding: 6570 (+5)

0.01% more ownership

Funds ownership: 21.77%21.78% (+0.01%)

Holders
70
Holders Change
+5
Holders Change %
+7.69%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
25
Reduced
11
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48.7M +$185K +5,428 +0.4%
Wells Fargo
2
Wells Fargo
California
$14.3M +$446K +13,054 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$12.7M +$896K +26,242 +8%
PP
4
Patten & Patten
Tennessee
$9.92M +$129K +3,785 +1%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$8.07M +$382K +11,176 +5%
RJA
6
Raymond James & Associates
Florida
$7.74M +$586K +17,148 +9%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.35M +$98.3K +2,878 +2%
NSAM
8
North Star Asset Management
Wisconsin
$5.21M -$12.1K -355 -0.2%
Bank of America
9
Bank of America
North Carolina
$4.38M -$1.24M -36,205 -23%
FC
10
FCA Corp
Texas
$3.56M +$12.8K +374 +0.4%
Cohen & Steers
11
Cohen & Steers
New York
$2.81M -$1.21M -35,366 -31%
UBS Group
12
UBS Group
Switzerland
$2.65M -$606K -17,742 -20%
OCM
13
Orleans Capital Management
Louisiana
$2.39M +$5.98K +175 +0.3%
LPL Financial
14
LPL Financial
California
$1.66M +$84.2K +2,466 +6%
First Trust Advisors
15
First Trust Advisors
Illinois
$1.52M -$171 -5 -0%
SPIA
16
Steward Partners Investment Advisory
New York
$1.36M +$449K +13,158 +54%
Stifel Financial
17
Stifel Financial
Missouri
$1.35M +$924K +27,056 +265%
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$1.08M +$132K +3,875 +15%
COLIM
19
City of London Investment Management
United Kingdom
$967K +$52.8K +1,545 +6%
PVWM
20
Point View Wealth Management
New Jersey
$951K -$8.3K -243 -0.9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$924K +$19.4K +568 +2%
CA
22
Cetera Advisors
Colorado
$889K +$834K +24,405 New
OA
23
Oxbow Advisors
Texas
$760K
Truist Financial
24
Truist Financial
North Carolina
$623K +$587K +17,174 New
CBOR
25
Community Bank of Raymore
Missouri
$608K

BTO Hedge Fund Activity: Q4 2019 in Review

70 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q4 2019, worth a combined $148M — up 13% from $131M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new BTO positions and 11 closed out — a net gain of 6 holders — while 25 added to existing stakes and 11 trimmed.

The largest buyer was Stifel Financial, adding an estimated $924K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.91M sold.

  • 70 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q4 2019, up from 65 in Q3 2019.
  • Funds reported $148M of John Hancock Financial Opportunities Fund stock for Q4 2019, up 13% quarter-over-quarter.
  • 17 funds opened new John Hancock Financial Opportunities Fund positions in Q4 2019 and 11 closed out, a net change of +6 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q4 2019 was Stifel Financial, an estimated $924K added.
  • The largest John Hancock Financial Opportunities Fund seller in Q4 2019 was Wolverine Asset Management, an estimated $1.91M sold.

Based on aggregated 13F filings for Q4 2019.