BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

66 hedge funds and large institutions have $129M invested in John Hancock Financial Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
17
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$4.08M
2
Morgan Stanley
Morgan Stanley
New York
$46.4M
3
Bank of America
Bank of America
North Carolina
$8.88M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$4.74M
5
Ameriprise
Ameriprise
Minnesota
$466K

Top Sellers

1
Wells Fargo
Wells Fargo
California
$6.93M
2
Cohen & Steers
Cohen & Steers
New York
$4.55M
3
Stifel Financial
Stifel Financial
Missouri
$239K
4
WAM
Weiss Asset Management
Massachusetts
$0
5
KIM
Karpus Investment Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$46.4M +$1.09M +34,041 +2%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.41M +$95.3K +2,987 +1%
PP
3
Patten & Patten
Tennessee
$8.96M -$12K -375 -0.1%
Bank of America
4
Bank of America
North Carolina
$8.88M +$808K +25,329 +10%
Wells Fargo
5
Wells Fargo
California
$6.93M -$1.08M -33,810 -13%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$6.75M +$60.7K +1,903 +0.9%
RJA
7
Raymond James & Associates
Florida
$6.43M -$102K -3,200 -2%
NSAM
8
North Star Asset Management
Wisconsin
$4.81M -$89K -2,789 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.74M +$630K +19,763 +15%
Cohen & Steers
10
Cohen & Steers
New York
$4.55M -$890K -27,886 -16%
UBS Group
11
UBS Group
Switzerland
$4.08M +$1.19M +37,407 +41%
FC
12
FCA Corp
Texas
$3.12M -$21.4K -670 -0.7%
OCM
13
Orleans Capital Management
Louisiana
$1.97M +$38.3K +1,200 +2%
LPL Financial
14
LPL Financial
California
$1.32M -$213K -6,682 -14%
First Trust Advisors
15
First Trust Advisors
Illinois
$959K +$253K +7,944 +36%
PVWM
16
Point View Wealth Management
New Jersey
$910K – – –
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$856K -$12.3K -386 -1%
JPMPWA
18
J.P. Morgan Private Wealth Advisors
California
$583K +$32.3K +1,011 +6%
CBOR
19
Community Bank of Raymore
Missouri
$534K – – –
BTS
20
BB&T Securities
Virginia
$531K +$107K +3,366 +25%
Ameriprise
21
Ameriprise
Minnesota
$466K +$466K +14,465 New
PG
22
Patten Group
Tennessee
$439K +$35.1K +1,100 +9%
WEC
23
Winslow Evans & Crocker
Massachusetts
$406K -$4.81K -150 -1%
NB
24
Nicolet Bankshares
Wisconsin
$388K – – –
COLIM
25
City of London Investment Management
United Kingdom
$384K -$200K -6,289 -34%
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