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BTO

John Hancock Financial Opportunities Fund

67 hedge funds and large institutions have $125M invested in John Hancock Financial Opportunities Fund in 2023 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

86% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 14

10% more funds holding

Funds holding: 6167 (+6)

0.53% more ownership

Funds ownership: 20.69%21.22% (+0.53%)

4% less capital invested

Capital invested by funds: $129M → $125M (-$4.67M)

Holders
67
Holders Change
+6
Holders Change %
+9.84%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
26
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.4M -$3.04M -88,918 -6%
Wells Fargo
2
Wells Fargo
California
$13.9M +$2.98M +87,251 +24%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$13.1M +$1M +29,262 +7%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$7.38M +$704K +20,598 +9%
RJA
5
Raymond James & Associates
Florida
$5.73M +$1.23M +35,885 +24%
Bank of America
6
Bank of America
North Carolina
$5.15M -$438K -12,808 -7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.84M -$939K -27,469 -18%
M1FG
8
Mach-1 Financial Group
Arkansas
$3.21M +$3.59K +105 New
NSAM
9
North Star Asset Management
Wisconsin
$2.87M -$91.4K -2,675 -3%
Stifel Financial
10
Stifel Financial
Missouri
$2.78M +$287K +8,389 +10%
FC
11
FCA Corp
Texas
$2.67M +$57K +1,669 +2%
SPIA
12
Steward Partners Investment Advisory
New York
$2.16M -$574K -16,785 -19%
LPL Financial
13
LPL Financial
California
$1.59M +$91.2K +2,668 +5%
SI
14
Stephens Inc
Arkansas
$1.45M +$1.25M +36,578 +339%
LNC
15
Lincoln National Corp
Pennsylvania
$1.13M +$196K +5,726 +18%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$792K +$195K +5,713 +28%
JP Morgan Chase
17
JP Morgan Chase
New York
$734K +$821K +24,025 New
UBS Group
18
UBS Group
Switzerland
$705K +$42.2K +1,234 +6%
PGFC
19
Peapack-Gladstone Financial Corp
New Jersey
$652K
DI
20
DFPG Investments
Utah
$548K -$92.3K -2,700 -13%
BRWA
21
B. Riley Wealth Advisors
Florida
$534K +$29.5K +862 +5%
AWS
22
Atria Wealth Solutions
New York
$444K +$497K +14,543 New
DADC
23
D.A. Davidson & Co
Montana
$431K +$122K +3,562 +34%
ASN
24
Advisory Services Network
Georgia
$418K +$393K +11,488 +526%
AIC
25
Aurora Investment Counsel
Georgia
$347K +$388K +11,348 New

BTO Hedge Fund Activity: Q1 2023 in Review

67 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q1 2023, worth a combined $125M — down 3.6% from $129M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new BTO positions and 6 closed out — a net gain of 8 holders — while 26 added to existing stakes and 14 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.98M. The largest seller was Morgan Stanley, cutting an estimated $3.04M.

  • 67 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q1 2023, up from 61 in Q4 2022.
  • Funds reported $125M of John Hancock Financial Opportunities Fund stock for Q1 2023, down 3.6% quarter-over-quarter.
  • 14 funds opened new John Hancock Financial Opportunities Fund positions in Q1 2023 and 6 closed out, a net change of +8 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q1 2023 was Wells Fargo, an estimated $2.98M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q1 2023 was Morgan Stanley, an estimated $3.04M sold.

Based on aggregated 13F filings for Q1 2023.