BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

49 hedge funds and large institutions have $69.1M invested in John Hancock Financial Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
16
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.5M
2
CA
2
Cornerstone Advisors
North Carolina
$1.4M
3
BTS
3
BB&T Securities
Virginia
$3.23M
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$1.41M
5
U
5
UBS
Switzerland
$1.1M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$3.87M
2
PP
2
Patten & Patten
Tennessee
$8.16M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.05M
4
DA
4
Doliver Advisors
Texas
$0
5
NSAM
5
North Star Asset Management
Wisconsin
$6.54M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.5M 930,714 +49,725 +6%
PP
2
Patten & Patten
Tennessee
$8.16M 352,400 -26,100 -7%
NSAM
3
North Star Asset Management
Wisconsin
$6.54M 282,465 -18,509 -6%
Bank of America
4
Bank of America
North Carolina
$3.87M 167,447 -39,122 -19%
BTS
5
BB&T Securities
Virginia
$3.23M 13,943 +3,518 +34%
Wells Fargo
6
Wells Fargo
California
$3.02M 130,327 +10,914 +9%
FC
7
FCA Corp
Texas
$2.48M 106,996 +11,499 +12%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.45M 105,916 +616 +0.6%
OCM
9
Orleans Capital Management
Louisiana
$2.1M 90,823 +5,487 +6%
AIC
10
Aurora Investment Counsel
Georgia
$1.49M 64,301 +2,620 +4%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$1.41M 61,004 +26,100 +75%
CA
12
Cornerstone Advisors
North Carolina
$1.4M 60,438 +41,231 +215%
WAM
13
Wolverine Asset Management
Illinois
$1.17M 50,560 -511 -1%
HSBC Holdings
14
HSBC Holdings
United Kingdom
$1.14M 49,110 -8,000 -14%
U
15
UBS
Switzerland
$1.1M 47,698 +11,693 +32%
Goldman Sachs
16
Goldman Sachs
New York
$1.05M 45,294 -24,485 -35%
PVWM
17
Point View Wealth Management
New Jersey
$922K 39,826 – –
Stifel Financial
18
Stifel Financial
Missouri
$862K 37,245 +967 +3%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$641K 27,705 -1,420 -5%
SSWM
20
Smith Salley Wealth Management
North Carolina
$597K 25,802 +10,995 +74%
RJA
21
Raymond James & Associates
Florida
$595K 25,698 +2,016 +9%
LPL Financial
22
LPL Financial
California
$504K 21,777 +1,786 +9%
MTIM
23
Marathon Trading Investment Management
Pennsylvania
$488K 21,100 -8,900 -30%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$326K 14,072 – –
SFS
25
Shaker Financial Services
Virginia
$297K 12,828 -17,069 -57%
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