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BTO

John Hancock Financial Opportunities Fund

49 hedge funds and large institutions have $69.1M invested in John Hancock Financial Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0.06% more ownership

Funds ownership: 15.38%15.44% (+0.06%)

2% less capital invested

Capital invested by funds: $70.8M → $69.1M (-$1.7M)

6% less funds holding

Funds holding: 5249 (-3)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
16
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.5M +$1.14M +49,725 +6%
PP
2
Patten & Patten
Tennessee
$8.15M -$597K -26,100 -7%
NSAM
3
North Star Asset Management
Wisconsin
$6.54M -$424K -18,509 -6%
Bank of America
4
Bank of America
North Carolina
$3.87M -$895K -39,122 -19%
BTS
5
BB&T Securities
Virginia
$3.23M +$80.5K +3,518 +34%
Wells Fargo
6
Wells Fargo
California
$3.02M +$250K +10,914 +9%
FC
7
FCA Corp
Texas
$2.48M +$263K +11,499 +12%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.45M +$14.1K +616 +0.6%
OCM
9
Orleans Capital Management
Louisiana
$2.1M +$126K +5,487 +6%
AIC
10
Aurora Investment Counsel
Georgia
$1.49M +$60K +2,620 +4%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$1.41M +$597K +26,100 +75%
CA
12
Cornerstone Advisors
North Carolina
$1.4M +$944K +41,231 +215%
WAM
13
Wolverine Asset Management
Illinois
$1.17M -$11.7K -511 -1%
HSBC Holdings
14
HSBC Holdings
United Kingdom
$1.14M -$183K -8,000 -14%
U
15
UBS
Switzerland
$1.1M +$268K +11,693 +32%
Goldman Sachs
16
Goldman Sachs
New York
$1.05M -$560K -24,485 -35%
PVWM
17
Point View Wealth Management
New Jersey
$922K
Stifel Financial
18
Stifel Financial
Missouri
$862K +$22.1K +967 +3%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$641K -$32.5K -1,420 -5%
SSWM
20
Smith Salley Wealth Management
North Carolina
$597K +$252K +10,995 +74%
RJA
21
Raymond James & Associates
Florida
$595K +$46.1K +2,016 +9%
LPL Financial
22
LPL Financial
California
$504K +$40.9K +1,786 +9%
MTIM
23
Marathon Trading Investment Management
Pennsylvania
$488K -$204K -8,900 -30%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$326K
SFS
25
Shaker Financial Services
Virginia
$297K -$391K -17,069 -57%

BTO Hedge Fund Activity: Q2 2014 in Review

49 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q2 2014, worth a combined $69.1M — down 2.4% from $70.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of BTO and 3 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Morgan Stanley, adding an estimated $1.14M. The largest seller was Bank of America, cutting an estimated $895K.

  • 49 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q2 2014, down from 52 in Q1 2014.
  • Funds reported $69.1M of John Hancock Financial Opportunities Fund stock for Q2 2014, down 2.4% quarter-over-quarter.
  • 3 funds opened new John Hancock Financial Opportunities Fund positions in Q2 2014 and 6 closed out, a net change of -3 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q2 2014 was Morgan Stanley, an estimated $1.14M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q2 2014 was Bank of America, an estimated $895K sold.

Based on aggregated 13F filings for Q2 2014.