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BTO

John Hancock Financial Opportunities Fund

48 hedge funds and large institutions have $89.4M invested in John Hancock Financial Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

4% more funds holding

Funds holding: 4648 (+2)

1.62% more ownership

Funds ownership: 17.46%19.08% (+1.6%)

2% more capital invested

Capital invested by funds: $88M → $89.4M (+$1.42M)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37.5M +$3.38M +125,093 +9%
Wells Fargo
2
Wells Fargo
California
$11.3M +$7.21M +266,564 +148%
PP
3
Patten & Patten
Tennessee
$8.15M -$170K -6,288 -2%
Bank of America
4
Bank of America
North Carolina
$5.84M +$625K +23,103 +11%
NSAM
5
North Star Asset Management
Wisconsin
$5.79M -$41.2K -1,525 -0.7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.6M +$743K +27,487 +24%
FC
7
FCA Corp
Texas
$2.88M +$15.3K +567 +0.5%
OCM
8
Orleans Capital Management
Louisiana
$1.74M -$43.8K -1,622 -2%
Invesco
9
Invesco
Georgia
$1.66M -$145K -5,381 -8%
UBS Group
10
UBS Group
Switzerland
$1.36M -$60.7K -2,246 -4%
CA
11
Cornerstone Advisors
North Carolina
$1.04M
RJA
12
Raymond James & Associates
Florida
$987K -$368K -13,632 -26%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$985K +$34.5K +1,275 +3%
PVWM
14
Point View Wealth Management
New Jersey
$879K -$108K -3,995 -10%
HSBC Holdings
15
HSBC Holdings
United Kingdom
$863K
PG
16
Patten Group
Tennessee
$584K
LPL Financial
17
LPL Financial
California
$534K -$384K -14,214 -40%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$484K +$38.1K +1,409 +8%
CBOR
19
Community Bank of Raymore
Missouri
$451K +$27K +1,000 +6%
DA
20
Doliver Advisors
Texas
$434K +$464K +17,158 New
BTS
21
BB&T Securities
Virginia
$430K -$21.3K -787 -4%
CWM
22
Concert Wealth Management
California
$293K
JMPWA
23
JP Morgan Private Wealth Advisors
California
$263K +$19.5K +720 +7%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$228K +$101K +3,745 +69%
PPA
25
Parametric Portfolio Associates
Washington
$224K -$7.7K -285 -3%

BTO Hedge Fund Activity: Q3 2015 in Review

48 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2015, worth a combined $89.4M — up 1.6% from $88M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new BTO positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.21M. The largest seller was Lebenthal Holdings, exiting entirely with an estimated $2.35M sold.

  • 48 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2015, up from 46 in Q2 2015.
  • Funds reported $89.4M of John Hancock Financial Opportunities Fund stock for Q3 2015, up 1.6% quarter-over-quarter.
  • 7 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2015 and 5 closed out, a net change of +2 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2015 was Wells Fargo, an estimated $7.21M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2015 was Lebenthal Holdings, an estimated $2.35M sold.

Based on aggregated 13F filings for Q3 2015.