LTFS
BTO

Ladenburg Thalmann Financial Services’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$350K Sell
9,658
-1,170
-11% -$40K ﹤0.01% 2092
2019
Q3 		$348K Buy
10,828
+2,390
+28% +$75.8K ﹤0.01% 2049
2019
Q2 		$272K Buy
8,438
+333
+4% +$10.8K ﹤0.01% 2226
2019
Q1 		$259K Buy
8,105
+2,303
+40% +$76.6K ﹤0.01% 2202
2018
Q4 		$162K Sell
5,802
-145
-2% -$4.87K ﹤0.01% 2383
2018
Q3 		$220K Sell
5,947
-156
-3% -$5.96K ﹤0.01% 2238
2018
Q2 		$233K Hold
6,103
– – ﹤0.01% 2119
2018
Q1 		$233K Sell
6,103
-218
-3% -$8.58K ﹤0.01% 2119
2017
Q4 		$248K Buy
6,321
+363
+6% +$13.6K ﹤0.01% 2055
2017
Q3 		$222K Buy
5,958
+2,481
+71% +$86.1K ﹤0.01% 2022
2017
Q2 		$125K Buy
3,477
+1,402
+68% +$48.9K ﹤0.01% 2378
2017
Q1 		$71K Hold
2,075
– – ﹤0.01% 2634
2016
Q4 		$76K Sell
2,075
-1,908
-48% -$60.2K ﹤0.01% 2523
2016
Q3 		$111K Sell
3,983
-700
-15% -$19K ﹤0.01% 2167
2016
Q2 		$121K Sell
4,683
-1,629
-26% -$41.2K ﹤0.01% 2017
2016
Q1 		$156K Sell
6,312
-1,533
-20% -$35.4K ﹤0.01% 1773
2015
Q4 		$220K Sell
7,845
-1,306
-14% -$35.5K ﹤0.01% 1512
2015
Q3 		$228K Buy
9,151
+3,745
+69% +$101K ﹤0.01% 1398
2015
Q2 		$147K Buy
5,406
+12
+0.2% +$299 ﹤0.01% 1821
2015
Q1 		$126K Buy
5,394
+2,583
+92% +$58.5K ﹤0.01% 1920
2014
Q4 		$66K Buy
2,811
+686
+32% +$15.6K ﹤0.01% 2171
2014
Q3 		$47K Buy
2,125
+1,650
+347% +$37.4K ﹤0.01% 2059
2014
Q2 		$11K Hold
475
– – ﹤0.01% 3010
2014
Q1 		$11K Buy
475
+100
+27% +$2.31K ﹤0.01% 2896
2013
Q4 		$9K Hold
375
– – ﹤0.01% 2975
2013
Q3 		$8K Hold
375
– – ﹤0.01% 2946
2013
Q2 		$8K Buy
+375
New +$7.86K ﹤0.01% 2822

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BTO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its John Hancock Financial Opportunities Fund (BTO) stake by 11% in Q4 2019, selling an estimated $40K and leaving 9,658 shares worth $350K. The position accounts for ﹤0.01% of the portfolio, ranked #2092.

Ladenburg Thalmann Financial Services first reported a position in BTO in Q2 2013 and has held it in 27 quarters since. 70 funds tracked by Wall St. Rank hold BTO as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 9,658 shares of John Hancock Financial Opportunities Fund worth $350K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 1,170 John Hancock Financial Opportunities Fund shares in Q4 2019, an estimated $40K.
  • John Hancock Financial Opportunities Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2092 holding.
  • Ladenburg Thalmann Financial Services first reported a position in John Hancock Financial Opportunities Fund in Q2 2013 and has held it in 27 quarters since.
  • 70 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.