We are live on ! Find out more
BTO

John Hancock Financial Opportunities Fund

44 hedge funds and large institutions have $90.3M invested in John Hancock Financial Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $84.7M → $90.3M (+$5.65M)

0.25% less ownership

Funds ownership: 17.82%17.57% (-0.25%)

10% less funds holding

Funds holding: 4944 (-5)

39% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 18

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$36M +$2.6M +95,976 +8%
PP
2
Patten & Patten
Tennessee
$8.58M +$84.1K +3,100 +1%
Wells Fargo
3
Wells Fargo
California
$6.85M +$335K +12,358 +5%
Bank of America
4
Bank of America
North Carolina
$6.78M +$550K +20,302 +9%
NSAM
5
North Star Asset Management
Wisconsin
$5.23M -$212K -7,825 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.13M -$338K -12,452 -10%
FC
7
FCA Corp
Texas
$2.94M -$18.4K -677 -0.6%
LAM
8
Lebenthal Asset Management
New York
$2.51M -$4.23K -156 -0.2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.01M -$1.06M -39,069 -35%
Bank of Nova Scotia
10
Bank of Nova Scotia
Ontario, Canada
$1.93M -$199K -7,327 -10%
OCM
11
Orleans Capital Management
Louisiana
$1.87M -$5.42K -200 -0.3%
UBS Group
12
UBS Group
Switzerland
$1.84M +$358K +13,191 +25%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.46M
RJA
14
Raymond James & Associates
Florida
$1.45M -$170K -6,284 -11%
LPL Financial
15
LPL Financial
California
$1.15M +$520K +19,186 +84%
PVWM
16
Point View Wealth Management
New Jersey
$956K -$6.21K -229 -0.7%
Invesco
17
Invesco
Georgia
$627K -$715K -26,388 -54%
PG
18
Patten Group
Tennessee
$520K -$4.07K -150 -0.8%
CBOR
19
Community Bank of Raymore
Missouri
$497K
NB
20
Nicolet Bankshares
Wisconsin
$460K -$4.07K -150 -0.9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$412K +$3.36K +124 +0.8%
UR
22
USCA RIA
Texas
$409K
WEC
23
Winslow Evans & Crocker
Massachusetts
$394K +$10.8K +400 +3%
BTS
24
BB&T Securities
Virginia
$343K -$21.4K -790 -6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$335K +$51.8K +1,912 +19%

BTO Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2016, worth a combined $90.3M — up 6.7% from $84.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of BTO and 3 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 11 added.

The largest buyer was Morgan Stanley, adding an estimated $2.6M. The largest seller was Janney Montgomery Scott, cutting an estimated $1.06M.

  • 44 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2016, down from 49 in Q2 2016.
  • Funds reported $90.3M of John Hancock Financial Opportunities Fund stock for Q3 2016, up 6.7% quarter-over-quarter.
  • 3 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2016 and 7 closed out, a net change of -4 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2016 was Morgan Stanley, an estimated $2.6M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2016 was Janney Montgomery Scott, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2016.