BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

44 hedge funds and large institutions have $90.3M invested in John Hancock Financial Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$36M
2
Bank of America
2
Bank of America
North Carolina
$6.78M
3
LPL Financial
3
LPL Financial
California
$1.15M
4
UBS Group
4
UBS Group
Switzerland
$1.84M
5
Wells Fargo
5
Wells Fargo
California
$6.85M

Top Sellers

1
Janney Montgomery Scott
1
Janney Montgomery Scott
Pennsylvania
$2.01M
2
Invesco
2
Invesco
Georgia
$627K
3
DA
3
Doliver Advisors
Texas
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.13M
5
NSAM
5
North Star Asset Management
Wisconsin
$5.23M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$36M 1,295,857 +95,976 +8%
PP
2
Patten & Patten
Tennessee
$8.58M 309,140 +3,100 +1%
Wells Fargo
3
Wells Fargo
California
$6.85M 246,863 +12,358 +5%
Bank of America
4
Bank of America
North Carolina
$6.78M 244,363 +20,302 +9%
NSAM
5
North Star Asset Management
Wisconsin
$5.23M 188,277 -7,825 -4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.13M 112,564 -12,452 -10%
FC
7
FCA Corp
Texas
$2.94M 105,883 -677 -0.6%
LAM
8
Lebenthal Asset Management
New York
$2.51M 90,330 -156 -0.2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.01M 72,351 -39,069 -35%
Bank of Nova Scotia
10
Bank of Nova Scotia
Ontario, Canada
$1.93M 69,383 -7,327 -10%
OCM
11
Orleans Capital Management
Louisiana
$1.87M 67,412 -200 -0.3%
UBS Group
12
UBS Group
Switzerland
$1.84M 66,318 +13,191 +25%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$1.46M 52,492 – –
RJA
14
Raymond James & Associates
Florida
$1.45M 52,277 -6,284 -11%
LPL Financial
15
LPL Financial
California
$1.15M 42,026 +19,186 +84%
PVWM
16
Point View Wealth Management
New Jersey
$956K 34,426 -229 -0.7%
Invesco
17
Invesco
Georgia
$627K 22,582 -26,388 -54%
PG
18
Patten Group
Tennessee
$520K 19,165 -150 -0.8%
CBOR
19
Community Bank of Raymore
Missouri
$497K 17,900 – –
NB
20
Nicolet Bankshares
Wisconsin
$460K 16,560 -150 -0.9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$412K 14,851 +124 +0.8%
UR
22
USCA RIA
Texas
$409K 14,725 – –
WEC
23
Winslow Evans & Crocker
Massachusetts
$394K 14,202 +400 +3%
BTS
24
BB&T Securities
Virginia
$343K 12,377 -790 -6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$335K 12,073 +1,912 +19%
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