BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

47 hedge funds and large institutions have $64.2M invested in John Hancock Financial Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$6.53M
2
PVWM
2
Point View Wealth Management
New Jersey
$984K
3
WAM
3
Wolverine Asset Management
Illinois
$980K
4
SG Americas Securities
4
SG Americas Securities
New York
$583K
5
PP
5
Paloma Partners
Connecticut
$497K

Top Sellers

1
NSAM
1
North Star Asset Management
Wisconsin
$7.22M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.36M
3
HSBC Holdings
3
HSBC Holdings
United Kingdom
$1.35M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$0
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.2M 771,813 +9,271 +1%
PP
2
Patten & Patten
Tennessee
$8.86M 376,150 +1,380 +0.4%
NSAM
3
North Star Asset Management
Wisconsin
$7.22M 306,699 -20,376 -6%
Bank of America
4
Bank of America
North Carolina
$6.53M 277,298 +45,580 +20%
BTS
5
BB&T Securities
Virginia
$2.38M 10,108 +514 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.25M 95,603 +3,813 +4%
FC
7
FCA Corp
Texas
$2.09M 88,527 +151 +0.2%
OCM
8
Orleans Capital Management
Louisiana
$2.01M 85,315 -1,201 -1%
Wells Fargo
9
Wells Fargo
California
$1.88M 79,940 +2,492 +3%
Goldman Sachs
10
Goldman Sachs
New York
$1.36M 57,937 -13,860 -19%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$1.35M 57,110 -9,000 -14%
AIC
12
Aurora Investment Counsel
Georgia
$1.24M 52,481 -915 -2%
PVWM
13
Point View Wealth Management
New Jersey
$984K 41,782 +41,782 New
WAM
14
Wolverine Asset Management
Illinois
$980K 41,646 +41,646 New
U
15
UBS
Switzerland
$761K 32,296 +9,478 +42%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$686K 29,125 – –
SFS
17
Shaker Financial Services
Virginia
$662K 28,090 +2,303 +9%
SG Americas Securities
18
SG Americas Securities
New York
$583K 24,744 +24,744 New
RJA
19
Raymond James & Associates
Florida
$545K 23,139 +8,882 +62%
LPL Financial
20
LPL Financial
California
$529K 22,465 +1,471 +7%
PP
21
Paloma Partners
Connecticut
$497K 21,091 +21,091 New
CWM
22
Concert Wealth Management
California
$277K 11,674 +193 +2%
OC
23
Oppenheimer & Co
New York
$259K 10,988 -2,520 -19%
VKH
24
Virtu KCG Holdings
New York
$259K 10,989 +10,989 New
SSWM
25
Smith Salley Wealth Management
North Carolina
$239K 10,141 +10,141 New
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