PP
BTO

Paloma Partners’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Paloma Partners’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-21,091
Closed -$497K – 704
2013
Q4 		$497K Buy
+21,091
New +$471K 0.02% 587

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Paloma Partners's BTO Position: Q1 2014 in Review

Paloma Partners sold out of John Hancock Financial Opportunities Fund (BTO) in Q1 2014, closing a stake of 21,091 shares — an estimated $497K sold.

Paloma Partners first reported a position in BTO in Q4 2013 and held it in 1 quarter. The position peaked at $497K in Q4 2013. 52 funds tracked by Wall St. Rank hold BTO as of Q1 2014.

  • Paloma Partners reported no remaining John Hancock Financial Opportunities Fund position as of Q1 2014 after selling out during the quarter.
  • Paloma Partners sold 21,091 John Hancock Financial Opportunities Fund shares in Q1 2014, an estimated $497K.
  • Paloma Partners first reported a position in John Hancock Financial Opportunities Fund in Q4 2013 and held it in 1 quarter.
  • Paloma Partners's John Hancock Financial Opportunities Fund position peaked at $497K in Q4 2013.
  • 52 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q1 2014.

Based on Paloma Partners's 13F filing for Q1 2014, filed 15 May 2014.