BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

52 hedge funds and large institutions have $70.8M invested in John Hancock Financial Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 8 closing their positions.

Holders
52
Holders Change
+5
Holders Change %
+10.64%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
16
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.2M
2
Wells Fargo
2
Wells Fargo
California
$2.87M
3
Stifel Financial
3
Stifel Financial
Missouri
$873K
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$791K
5
MTIM
5
Marathon Trading Investment Management
Pennsylvania
$722K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$4.97M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
PP
3
Paloma Partners
Connecticut
$0
4
OC
4
Oppenheimer & Co
New York
$0
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.2M 880,989 +109,176 +14%
PP
2
Patten & Patten
Tennessee
$9.11M 378,500 +2,350 +0.6%
NSAM
3
North Star Asset Management
Wisconsin
$7.24M 300,974 -5,725 -2%
Bank of America
4
Bank of America
North Carolina
$4.97M 206,569 -70,729 -26%
Wells Fargo
5
Wells Fargo
California
$2.87M 119,413 +39,473 +49%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.54M 105,300 +9,697 +10%
BTS
7
BB&T Securities
Virginia
$2.51M 10,425 +317 +3%
FC
8
FCA Corp
Texas
$2.3M 95,497 +6,970 +8%
OCM
9
Orleans Capital Management
Louisiana
$2.05M 85,336 +21 +0%
Goldman Sachs
10
Goldman Sachs
New York
$1.68M 69,779 +11,842 +20%
AIC
11
Aurora Investment Counsel
Georgia
$1.49M 61,681 +9,200 +18%
HSBC Holdings
12
HSBC Holdings
United Kingdom
$1.38M 57,110 – –
WAM
13
Wolverine Asset Management
Illinois
$1.23M 51,071 +9,425 +23%
PVWM
14
Point View Wealth Management
New Jersey
$959K 39,826 -1,956 -5%
Stifel Financial
15
Stifel Financial
Missouri
$873K 36,278 +36,278 New
U
16
UBS
Switzerland
$867K 36,005 +3,709 +11%
BNP Paribas Financial Markets
17
BNP Paribas Financial Markets
France
$791K 34,904 +34,904 New
MTIM
18
Marathon Trading Investment Management
Pennsylvania
$722K 30,000 +30,000 New
SFS
19
Shaker Financial Services
Virginia
$720K 29,897 +1,807 +6%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$701K 29,125 – –
RJA
21
Raymond James & Associates
Florida
$570K 23,682 +543 +2%
DA
22
Doliver Advisors
Texas
$558K 23,185 +23,185 New
LPL Financial
23
LPL Financial
California
$481K 19,991 -2,474 -11%
CA
24
Cornerstone Advisors
North Carolina
$462K 19,207 +19,207 New
SSWM
25
Smith Salley Wealth Management
North Carolina
$356K 14,807 +4,666 +46%
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