BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

59 hedge funds and large institutions have $84.2M invested in John Hancock Financial Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 4 closing their positions.

Holders
59
Holders Change
+6
Holders Change %
+11.32%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$3.72M
2
KIM
2
Karpus Investment Management
New York
$2.15M
3
UBS Group
3
UBS Group
Switzerland
$1.27M
4
Bank of America
4
Bank of America
North Carolina
$4.6M
5
AIC
5
Aurora Investment Counsel
Georgia
$2.32M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$22.2M
2
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$1.26M
3
Stifel Financial
3
Stifel Financial
Missouri
$449K
4
OCM
4
Orleans Capital Management
Louisiana
$1.87M
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$804K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$22.2M 941,990 -45,600 -5%
PP
2
Patten & Patten
Tennessee
$8.08M 343,000 -1,725 -0.5%
NSAM
3
North Star Asset Management
Wisconsin
$6.13M 260,350 -10,690 -4%
Bank of America
4
Bank of America
North Carolina
$4.6M 195,409 +43,741 +29%
BTS
5
BB&T Securities
Virginia
$3.88M 16,473 +511 +3%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$3.72M 158,200 +158,200 New
Wells Fargo
7
Wells Fargo
California
$3.53M 149,717 +7,651 +5%
FC
8
FCA Corp
Texas
$2.57M 109,002 +2,049 +2%
CA
9
Cornerstone Advisors
North Carolina
$2.52M 106,732 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.34M 99,430 -5,289 -5%
AIC
11
Aurora Investment Counsel
Georgia
$2.32M 98,249 +33,968 +53%
KIM
12
Karpus Investment Management
New York
$2.15M 91,044 +91,044 New
OCM
13
Orleans Capital Management
Louisiana
$1.87M 79,370 -16,210 -17%
Invesco
14
Invesco
Georgia
$1.38M 58,669 +14,565 +33%
UBS Group
15
UBS Group
Switzerland
$1.27M 53,948 +53,948 New
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$1.26M 53,288 -19,267 -27%
SSWM
17
Smith Salley Wealth Management
North Carolina
$1.03M 43,675 +2,657 +6%
JPMorgan Chase & Co
18
JPMorgan Chase & Co
New York
$971K 41,200 +5,800 +16%
WAM
19
Wolverine Asset Management
Illinois
$962K 40,874 -9,964 -20%
COLIM
20
City of London Investment Management
United Kingdom
$927K 39,361 +14,474 +58%
PVWM
21
Point View Wealth Management
New Jersey
$921K 39,073 -648 -2%
Goldman Sachs
22
Goldman Sachs
New York
$849K 36,042 -9,252 -20%
HSBC Holdings
23
HSBC Holdings
United Kingdom
$804K 34,110 -15,000 -31%
VKH
24
Virtu KCG Holdings
New York
$790K 33,513 -1,746 -5%
RJA
25
Raymond James & Associates
Florida
$702K 29,791 -253 -0.8%
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