BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

53 hedge funds and large institutions have $72.2M invested in John Hancock Financial Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 3 closing their positions.

Holders
53
Holders Change
+4
Holders Change %
+8.16%
% of All Funds
1.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
19
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.9M
2
CA
2
Cornerstone Advisors
North Carolina
$2.37M
3
Invesco
3
Invesco
Georgia
$980K
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$787K
5
VKH
5
Virtu KCG Holdings
New York
$783K

Top Sellers

1
MTIM
1
Marathon Trading Investment Management
Pennsylvania
$0
2
Bank of America
2
Bank of America
North Carolina
$3.37M
3
NSAM
3
North Star Asset Management
Wisconsin
$6.02M
4
PP
4
Patten & Patten
Tennessee
$7.66M
5
SFS
5
Shaker Financial Services
Virginia
$201K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$21.9M 987,590 +56,876 +6%
PP
2
Patten & Patten
Tennessee
$7.66M 344,725 -7,675 -2%
NSAM
3
North Star Asset Management
Wisconsin
$6.02M 271,040 -11,425 -4%
BTS
4
BB&T Securities
Virginia
$3.55M 15,962 +2,019 +14%
Bank of America
5
Bank of America
North Carolina
$3.37M 151,668 -15,779 -9%
Wells Fargo
6
Wells Fargo
California
$3.16M 142,066 +11,739 +9%
FC
7
FCA Corp
Texas
$2.38M 106,953 -43 -0%
CA
8
Cornerstone Advisors
North Carolina
$2.37M 106,732 +46,294 +77%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.33M 104,719 -1,197 -1%
OCM
10
Orleans Capital Management
Louisiana
$2.12M 95,580 +4,757 +5%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$1.61M 72,555 +11,551 +19%
AIC
12
Aurora Investment Counsel
Georgia
$1.43M 64,281 -20 -0%
U
13
UBS
Switzerland
$1.17M 52,761 +5,063 +11%
WAM
14
Wolverine Asset Management
Illinois
$1.13M 50,838 +278 +0.5%
HSBC Holdings
15
HSBC Holdings
United Kingdom
$1.09M 49,110 – –
Goldman Sachs
16
Goldman Sachs
New York
$1.01M 45,294 – –
Invesco
17
Invesco
Georgia
$980K 44,104 +37,682 +587%
SSWM
18
Smith Salley Wealth Management
North Carolina
$911K 41,018 +15,216 +59%
PVWM
19
Point View Wealth Management
New Jersey
$883K 39,721 -105 -0.3%
Stifel Financial
20
Stifel Financial
Missouri
$824K 37,101 -144 -0.4%
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$787K 35,400 +35,400 New
VKH
22
Virtu KCG Holdings
New York
$783K 35,259 +35,259 New
RJA
23
Raymond James & Associates
Florida
$668K 30,044 +4,346 +17%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$616K 27,705 – –
LPL Financial
25
LPL Financial
California
$573K 26,094 +4,317 +20%
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