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BTO

John Hancock Financial Opportunities Fund

53 hedge funds and large institutions have $75M invested in John Hancock Financial Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 23 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

6% more funds holding

Funds holding: 5053 (+3)

1.21% less ownership

Funds ownership: 19.92%18.71% (-1.2%)

12% less capital invested

Capital invested by funds: $85.3M → $75M (-$10.4M)

48% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 23

Holders
53
Holders Change
+3
Holders Change %
+6%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
12
Reduced
23
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.7M -$172K -7,866 -0.6%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$8.86M -$347K -15,834 -4%
Wells Fargo
3
Wells Fargo
California
$5.1M -$757K -34,504 -13%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$4.55M -$58.2K -2,654 -1%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.26M +$744K +33,916 +21%
Bank of America
6
Bank of America
North Carolina
$3.74M -$24.8K -1,129 -0.6%
NSAM
7
North Star Asset Management
Wisconsin
$2.48M -$98.7K -4,500 -4%
RJA
8
Raymond James & Associates
Florida
$2.35M -$2.4M -109,609 -50%
FC
9
FCA Corp
Texas
$2.04M -$5.04K -230 -0.2%
Cohen & Steers
10
Cohen & Steers
New York
$1.31M -$126K -5,739 -9%
UBS Group
11
UBS Group
Switzerland
$1.16M -$105K -4,795 -8%
LPL Financial
12
LPL Financial
California
$1.08M +$62.3K +2,839 +6%
Stifel Financial
13
Stifel Financial
Missouri
$986K -$90.2K -4,114 -8%
SPIA
14
Steward Partners Investment Advisory
New York
$767K +$11K +500 +1%
SI
15
Stephens Inc
Arkansas
$637K +$651K +29,711 New
PVWM
16
Point View Wealth Management
New Jersey
$517K -$20.8K -947 -4%
First Trust Advisors
17
First Trust Advisors
Illinois
$514K -$338K -15,436 -39%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$488K -$32.1K -1,462 -6%
CAN
19
Cetera Advisor Networks
California
$414K +$417K +19,000 +6,333%
Truist Financial
20
Truist Financial
North Carolina
$408K -$7.5K -342 -2%
WI
21
Wintrust Investments
Illinois
$388K +$7.11K +324 +2%
OCM
22
Orleans Capital Management
Louisiana
$332K -$102K -4,635 -23%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$313K +$38K +1,734 +13%
Invesco
24
Invesco
Georgia
$281K -$5.24K -239 -2%
CBOR
25
Community Bank of Raymore
Missouri
$252K

BTO Hedge Fund Activity: Q3 2020 in Review

53 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2020, worth a combined $75M — down 12% from $85.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new BTO positions and 4 closed out — a net gain of 3 holders — while 12 added to existing stakes and 23 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $744K. The largest seller was Raymond James & Associates, cutting an estimated $2.4M.

  • 53 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2020, up from 50 in Q2 2020.
  • Funds reported $75M of John Hancock Financial Opportunities Fund stock for Q3 2020, down 12% quarter-over-quarter.
  • 7 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2020 and 4 closed out, a net change of +3 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2020 was Royal Bank of Canada, an estimated $744K added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2020 was Raymond James & Associates, an estimated $2.4M sold.

Based on aggregated 13F filings for Q3 2020.