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BTO

John Hancock Financial Opportunities Fund

68 hedge funds and large institutions have $136M invested in John Hancock Financial Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

29% more capital invested

Capital invested by funds: $105M → $136M (+$30.2M)

26% more funds holding

Funds holding: 5468 (+14)

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

0.28% more ownership

Funds ownership: 18.54%18.82% (+0.28%)

Holders
68
Holders Change
+14
Holders Change %
+25.93%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
20
Increased
19
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$56.3M +$2.19M +62,835 +4%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$14.5M -$1.72M -49,390 -12%
Wells Fargo
3
Wells Fargo
California
$9.85M +$846K +24,241 +10%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$8.22M +$208K +5,962 +3%
Bank of America
5
Bank of America
North Carolina
$6.54M +$43.5K +1,248 +0.7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.93M -$1.49M -42,756 -25%
NSAM
7
North Star Asset Management
Wisconsin
$4.31M -$103K -2,950 -3%
RJA
8
Raymond James & Associates
Florida
$4.25M +$321K +9,205 +9%
FC
9
FCA Corp
Texas
$3.64M -$22.1K -634 -0.7%
FAM
10
Formidable Asset Management
Ohio
$2.46M +$6.98K +200 +0.3%
SPIA
11
Steward Partners Investment Advisory
New York
$2.01M +$394K +11,300 +28%
UBS Group
12
UBS Group
Switzerland
$1.74M -$189K -5,407 -11%
LPL Financial
13
LPL Financial
California
$1.74M -$59.9K -1,716 -4%
SI
14
Stephens Inc
Arkansas
$1.7M +$118K +3,391 +8%
Stifel Financial
15
Stifel Financial
Missouri
$1.52M -$47.6K -1,365 -3%
PGFC
16
Peapack-Gladstone Financial Corp
New Jersey
$877K +$796K +22,812 New
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$786K +$5.9K +169 +0.8%
WI
18
Wintrust Investments
Illinois
$746K +$678K +19,416 New
Truist Financial
19
Truist Financial
North Carolina
$745K +$80.9K +2,318 +14%
OCM
20
Orleans Capital Management
Louisiana
$506K -$17.4K -500 -4%
First Trust Advisors
21
First Trust Advisors
Illinois
$474K +$431K +12,341 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$446K -$140 -4 -0%
BRWA
23
B. Riley Wealth Advisors
Florida
$444K +$402K +11,529 New
JMPWA
24
JP Morgan Private Wealth Advisors
California
$436K -$74K -2,120 -16%
CBOR
25
Community Bank of Raymore
Missouri
$432K

BTO Hedge Fund Activity: Q1 2021 in Review

68 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q1 2021, worth a combined $136M — up 29% from $105M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new BTO positions and 4 closed out — a net gain of 16 holders — while 19 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.19M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $1.72M.

  • 68 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q1 2021, up from 54 in Q4 2020.
  • Funds reported $136M of John Hancock Financial Opportunities Fund stock for Q1 2021, up 29% quarter-over-quarter.
  • 20 funds opened new John Hancock Financial Opportunities Fund positions in Q1 2021 and 4 closed out, a net change of +16 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q1 2021 was Morgan Stanley, an estimated $2.19M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q1 2021 was Raymond James Financial Services Advisors, an estimated $1.72M sold.

Based on aggregated 13F filings for Q1 2021.