BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

55 hedge funds and large institutions have $83.7M invested in John Hancock Financial Opportunities Fund in 2015 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 10 closing their positions.

Holders
55
Holders Change
-4
Holders Change %
-6.78%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
18
Reduced
12
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LH
1
Lebenthal Holdings
New York
$2.44M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.7M
3
CCP
3
Clough Capital Partners
Massachusetts
$1.36M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$901K
5
CA
5
Cornerstone Advisors
North Carolina
$2.92M

Top Sellers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$48.3K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.7M 1,014,663 +72,673 +8%
PP
2
Patten & Patten
Tennessee
$7.77M 332,000 -11,000 -3%
NSAM
3
North Star Asset Management
Wisconsin
$5.83M 249,125 -11,225 -4%
Bank of America
4
Bank of America
North Carolina
$4.37M 186,894 -8,515 -4%
BTS
5
BB&T Securities
Virginia
$3.93M 16,783 +310 +2%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$3.71M 158,200 – –
Wells Fargo
7
Wells Fargo
California
$3.56M 152,078 +2,361 +2%
CA
8
Cornerstone Advisors
North Carolina
$2.92M 124,569 +17,837 +17%
FC
9
FCA Corp
Texas
$2.68M 114,496 +5,494 +5%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.6M 110,884 +11,454 +12%
LH
11
Lebenthal Holdings
New York
$2.44M 104,255 +104,255 New
KIM
12
Karpus Investment Management
New York
$2.39M 102,244 +11,200 +12%
OCM
13
Orleans Capital Management
Louisiana
$1.7M 72,669 -6,701 -8%
Invesco
14
Invesco
Georgia
$1.57M 67,269 +8,600 +15%
UBS Group
15
UBS Group
Switzerland
$1.38M 58,884 +4,936 +9%
CCP
16
Clough Capital Partners
Massachusetts
$1.36M 58,100 +58,100 New
COLIM
17
City of London Investment Management
United Kingdom
$1.22M 51,986 +12,625 +32%
SSWM
18
Smith Salley Wealth Management
North Carolina
$1.11M 47,473 +3,798 +9%
PVWM
19
Point View Wealth Management
New Jersey
$914K 39,073 – –
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$901K 38,491 +38,491 New
LPL Financial
21
LPL Financial
California
$826K 35,355 +7,780 +28%
HSBC Holdings
22
HSBC Holdings
United Kingdom
$798K 34,110 – –
RJA
23
Raymond James & Associates
Florida
$760K 32,467 +2,676 +9%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$647K 27,640 – –
PG
25
Patten Group
Tennessee
$578K 24,680 -4,850 -16%
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