BTO

John Hancock Financial Opportunities Fund
BTO

Overview Fund Activity

42 hedge funds and large institutions have $55.4M invested in John Hancock Financial Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 2 closing their positions.

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
16
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$4.98M
2
Morgan Stanley
2
Morgan Stanley
New York
$16.4M
3
SFS
3
Shaker Financial Services
Virginia
$554K
4
Wells Fargo
4
Wells Fargo
California
$1.66M
5
PP
5
Patten & Patten
Tennessee
$8.05M

Top Sellers

1
NSAM
1
North Star Asset Management
Wisconsin
$7.02M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$625K
3
Goldman Sachs
3
Goldman Sachs
New York
$1.54M
4
LIC
4
Lodestar Investment Counsel
Illinois
$0
5
BTS
5
BB&T Securities
Virginia
$2.06M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.4M 762,542 +68,615 +10%
PP
2
Patten & Patten
Tennessee
$8.05M 374,770 +15,550 +4%
NSAM
3
North Star Asset Management
Wisconsin
$7.02M 327,075 -91,675 -22%
Bank of America
4
Bank of America
North Carolina
$4.98M 231,718 +157,140 +211%
BTS
5
BB&T Securities
Virginia
$2.06M 9,594 -685 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.97M 91,790 -137 -0.1%
FC
7
FCA Corp
Texas
$1.9M 88,376 +650 +0.7%
OCM
8
Orleans Capital Management
Louisiana
$1.86M 86,516 +1,510 +2%
Wells Fargo
9
Wells Fargo
California
$1.66M 77,448 +18,871 +32%
Goldman Sachs
10
Goldman Sachs
New York
$1.54M 71,797 -11,978 -14%
HSBC Holdings
11
HSBC Holdings
United Kingdom
$1.42M 66,110 – –
AIC
12
Aurora Investment Counsel
Georgia
$1.15M 53,396 – –
SNC
13
Stifel Nicolaus & Co
Missouri
$964K 44,878 +1,048 +2%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$625K 29,125 -25,883 -47%
SFS
15
Shaker Financial Services
Virginia
$554K 25,787 +25,787 New
U
16
UBS
Switzerland
$490K 22,818 +10,726 +89%
LPL Financial
17
LPL Financial
California
$453K 20,994 +1,168 +6%
RJA
18
Raymond James & Associates
Florida
$306K 14,257 -3,354 -19%
OC
19
Oppenheimer & Co
New York
$290K 13,508 +1,932 +17%
CWM
20
Concert Wealth Management
California
$246K 11,481 -252 -2%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$227K 10,576 +73 +0.7%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$210K 9,787 +9,787 New
PSUF
23
People's United Financial
Connecticut
$177K 8,231 +3,831 +87%
Invesco
24
Invesco
Georgia
$156K 7,282 -6,715 -48%
SIA
25
SeaBridge Investment Advisors
New Jersey
$135K 6,280 +6,280 New
1
2