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BTO

John Hancock Financial Opportunities Fund

65 hedge funds and large institutions have $155M invested in John Hancock Financial Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 27 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 16

16% more capital invested

Capital invested by funds: $134M → $155M (+$21.6M)

0.44% more ownership

Funds ownership: 19%19.44% (+0.44%)

4% less funds holding

Funds holding: 6865 (-3)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
65
Holders Change
-3
Holders Change %
-4.41%
% of All Funds
1.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
27
Reduced
16
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.5M +$911K +22,524 +1%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$15.7M +$467K +11,554 +3%
Wells Fargo
3
Wells Fargo
California
$12.7M +$335K +8,279 +3%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$10.7M +$895K +22,128 +10%
Bank of America
5
Bank of America
North Carolina
$7.54M +$173K +4,269 +2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.76M +$519K +12,848 +10%
RJA
7
Raymond James & Associates
Florida
$4.96M +$229K +5,662 +5%
NSAM
8
North Star Asset Management
Wisconsin
$4.7M -$22.8K -564 -0.5%
FC
9
FCA Corp
Texas
$4.02M +$18.3K +452 +0.5%
SPIA
10
Steward Partners Investment Advisory
New York
$2.4M +$157K +3,879 +7%
LPL Financial
11
LPL Financial
California
$1.78M -$129K -3,200 -7%
Stifel Financial
12
Stifel Financial
Missouri
$1.63M -$97.3K -2,406 -6%
UBS Group
13
UBS Group
Switzerland
$1.5M -$466K -11,531 -25%
Ameriprise
14
Ameriprise
Minnesota
$1.22M +$677K +16,746 +141%
CAG
15
Csenge Advisory Group
Florida
$1.11M +$613K +15,172 +145%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$968K +$865K +21,400 +1,579%
PGFC
17
Peapack-Gladstone Financial Corp
New Jersey
$932K -$5.3K -131 -0.6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$887K +$39.6K +979 +5%
WI
19
Wintrust Investments
Illinois
$795K -$35.3K -872 -4%
BRWA
20
B. Riley Wealth Advisors
Florida
$677K +$93.3K +2,307 +17%
Invesco
21
Invesco
Georgia
$572K +$282K +6,985 +108%
NFG
22
Next Financial Group
Texas
$560K +$445K +11,009 +510%
Truist Financial
23
Truist Financial
North Carolina
$479K -$44.8K -1,109 -9%
OCM
24
Orleans Capital Management
Louisiana
$479K -$20.2K -500 -4%
CBOR
25
Community Bank of Raymore
Missouri
$478K

BTO Hedge Fund Activity: Q3 2021 in Review

65 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q3 2021, worth a combined $155M — up 16% from $134M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of BTO and 8 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 27 added.

The largest buyer was Morgan Stanley, adding an estimated $911K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.1M sold.

  • 65 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q3 2021, down from 68 in Q2 2021.
  • Funds reported $155M of John Hancock Financial Opportunities Fund stock for Q3 2021, up 16% quarter-over-quarter.
  • 8 funds opened new John Hancock Financial Opportunities Fund positions in Q3 2021 and 10 closed out, a net change of -2 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q3 2021 was Morgan Stanley, an estimated $911K added.
  • The largest John Hancock Financial Opportunities Fund seller in Q3 2021 was Wolverine Asset Management, an estimated $1.1M sold.

Based on aggregated 13F filings for Q3 2021.