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BTO

John Hancock Financial Opportunities Fund

68 hedge funds and large institutions have $173M invested in John Hancock Financial Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

11% more capital invested

Capital invested by funds: $155M → $173M (+$17.5M)

5% more funds holding

Funds holding: 6568 (+3)

0.31% more ownership

Funds ownership: 19.44%19.75% (+0.31%)

Holders
68
Holders Change
+3
Holders Change %
+4.62%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
29
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$74.9M +$1.97M +44,963 +3%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$17.2M -$51.7K -1,177 -0.3%
Wells Fargo
3
Wells Fargo
California
$13.3M -$540K -12,295 -4%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$12M +$265K +6,038 +2%
Bank of America
5
Bank of America
North Carolina
$8.73M +$450K +10,251 +6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.88M +$537K +12,237 +9%
RJA
7
Raymond James & Associates
Florida
$5.84M +$388K +8,838 +8%
NSAM
8
North Star Asset Management
Wisconsin
$4.75M -$372K -8,475 -8%
FC
9
FCA Corp
Texas
$3.95M -$427K -9,713 -10%
Stifel Financial
10
Stifel Financial
Missouri
$2.7M +$862K +19,621 +51%
SPIA
11
Steward Partners Investment Advisory
New York
$2.64M +$8.69K +198 +0.4%
LPL Financial
12
LPL Financial
California
$1.98M +$27.9K +636 +2%
UBS Group
13
UBS Group
Switzerland
$1.51M -$122K -2,780 -8%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$1.09M +$29.3K +667 +3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.07M +$97.4K +2,219 +11%
PGFC
16
Peapack-Gladstone Financial Corp
New Jersey
$1.01M -$11K -250 -1%
Ameriprise
17
Ameriprise
Minnesota
$998K -$333K -7,589 -27%
WI
18
Wintrust Investments
Illinois
$871K -$527 -12 -0.1%
BRWA
19
B. Riley Wealth Advisors
Florida
$810K +$63.8K +1,453 +9%
NFG
20
Next Financial Group
Texas
$724K +$104K +2,360 +18%
Invesco
21
Invesco
Georgia
$637K +$9.13K +208 +2%
OCM
22
Orleans Capital Management
Louisiana
$549K +$22.7K +518 +5%
WS
23
Wedbush Securities
California
$517K +$48.3K +1,100 +11%
IFWM
24
Institute for Wealth Management
Colorado
$506K -$3.29K -75 -0.7%
DADC
25
D.A. Davidson & Co
Montana
$506K +$527 +12 +0.1%

BTO Hedge Fund Activity: Q4 2021 in Review

68 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in John Hancock Financial Opportunities Fund (BTO) for Q4 2021, worth a combined $173M — up 11% from $155M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new BTO positions and 7 closed out — a net gain of 5 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.97M. The largest seller was Csenge Advisory Group, cutting an estimated $666K.

  • 68 institutional investors held John Hancock Financial Opportunities Fund (BTO) as of Q4 2021, up from 65 in Q3 2021.
  • Funds reported $173M of John Hancock Financial Opportunities Fund stock for Q4 2021, up 11% quarter-over-quarter.
  • 12 funds opened new John Hancock Financial Opportunities Fund positions in Q4 2021 and 7 closed out, a net change of +5 holders.
  • The largest John Hancock Financial Opportunities Fund buyer in Q4 2021 was Morgan Stanley, an estimated $1.97M added.
  • The largest John Hancock Financial Opportunities Fund seller in Q4 2021 was Csenge Advisory Group, an estimated $666K sold.

Based on aggregated 13F filings for Q4 2021.