Weiss Asset Management’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Weiss Asset Management’s Portfolio BTO Stock Details BTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-8,400	Closed	-$270K	–	331
2019 Q3	$270K	Buy	+8,400	New	+$266K	0.02%	185
2019 Q1	–	Sell	-24,240	Closed	-$677K	–	330
2018 Q4	$677K	Buy	+24,240	New	+$814K	0.05%	167
2018 Q2	–	Sell	-11,927	Closed	-$457K	–	207
2018 Q1	$457K	Buy	+11,927	New	+$469K	0.04%	123

Other funds holding BTO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

Weiss Asset Management's BTO Position: Q4 2019 in Review

Weiss Asset Management sold out of John Hancock Financial Opportunities Fund (BTO) in Q4 2019, closing a stake of 8,400 shares — an estimated $270K sold.

Weiss Asset Management first reported a position in BTO in Q1 2018 and held it in 3 quarters. The position peaked at $677K in Q4 2018. 70 funds tracked by Wall St. Rank hold BTO as of Q4 2019.

Weiss Asset Management reported no remaining John Hancock Financial Opportunities Fund position as of Q4 2019 after selling out during the quarter.
Weiss Asset Management sold 8,400 John Hancock Financial Opportunities Fund shares in Q4 2019, an estimated $270K.
Weiss Asset Management first reported a position in John Hancock Financial Opportunities Fund in Q1 2018 and held it in 3 quarters.
Weiss Asset Management's John Hancock Financial Opportunities Fund position peaked at $677K in Q4 2018.
70 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q4 2019.

Based on Weiss Asset Management's 13F filing for Q4 2019, filed 14 Feb 2020.