NPC
BTO

National Planning Corporation’s John Hancock Financial Opportunities Fund BTO Stock Holding History

National Planning Corporation’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-5,477
Closed -$205K – 714
2017
Q2 		$205K Sell
5,477
-2,968
-35% -$103K 0.02% 675
2017
Q1 		$287K Buy
8,445
+2,458
+41% +$88.2K 0.02% 529
2016
Q4 		$215K Buy
+5,987
New +$189K 0.02% 603

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

National Planning Corporation's BTO Position: Q3 2017 in Review

National Planning Corporation sold out of John Hancock Financial Opportunities Fund (BTO) in Q3 2017, closing a stake of 5,477 shares — an estimated $205K sold.

National Planning Corporation first reported a position in BTO in Q4 2016 and held it in 3 quarters. The position peaked at $287K in Q1 2017. 51 funds tracked by Wall St. Rank hold BTO as of Q3 2017.

  • National Planning Corporation reported no remaining John Hancock Financial Opportunities Fund position as of Q3 2017 after selling out during the quarter.
  • National Planning Corporation sold 5,477 John Hancock Financial Opportunities Fund shares in Q3 2017, an estimated $205K.
  • National Planning Corporation first reported a position in John Hancock Financial Opportunities Fund in Q4 2016 and held it in 3 quarters.
  • National Planning Corporation's John Hancock Financial Opportunities Fund position peaked at $287K in Q1 2017.
  • 51 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q3 2017.

Based on National Planning Corporation's 13F filing for Q3 2017, filed 13 Nov 2017.