UR
BTO

USCA RIA’s John Hancock Financial Opportunities Fund BTO Stock Holding History

USCA RIA’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-5,900
Closed -$232K – 438
2017
Q4 		$232K Buy
+5,900
New +$220K 0.03% 393
2016
Q4 		– Sell
-14,725
Closed -$409K – 378
2016
Q3 		$409K Hold
14,725
– – 0.07% 271
2016
Q2 		$378K Buy
+14,725
New +$372K 0.06% 274

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

USCA RIA's BTO Position: Q1 2018 in Review

USCA RIA sold out of John Hancock Financial Opportunities Fund (BTO) in Q1 2018, closing a stake of 5,900 shares — an estimated $232K sold.

USCA RIA first reported a position in BTO in Q2 2016 and held it in 3 quarters. The position peaked at $409K in Q3 2016. 59 funds tracked by Wall St. Rank hold BTO as of Q1 2018.

  • USCA RIA reported no remaining John Hancock Financial Opportunities Fund position as of Q1 2018 after selling out during the quarter.
  • USCA RIA sold 5,900 John Hancock Financial Opportunities Fund shares in Q1 2018, an estimated $232K.
  • USCA RIA first reported a position in John Hancock Financial Opportunities Fund in Q2 2016 and held it in 3 quarters.
  • USCA RIA's John Hancock Financial Opportunities Fund position peaked at $409K in Q3 2016.
  • 59 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q1 2018.

Based on USCA RIA's 13F filing for Q1 2018, filed 9 May 2018.