LAM
BTO

Lebenthal Asset Management’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Lebenthal Asset Management’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		$1.24M Sell
36,495
-30,173
-45% -$1.08M 0.15% 193
2016
Q4 		$2.42M Sell
66,668
-23,662
-26% -$747K 0.31% 104
2016
Q3 		$2.51M Sell
90,330
-156
-0.2% -$4.23K 0.33% 96
2016
Q2 		$2.32M Buy
+90,486
New +$2.29M 0.3% 111

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
FC
FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
OCM
Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return

Lebenthal Asset Management's BTO Position: Q1 2017 in Review

Lebenthal Asset Management reduced its John Hancock Financial Opportunities Fund (BTO) stake by 45% in Q1 2017, selling an estimated $1.08M and leaving 36,495 shares worth $1.24M. The position accounts for 0.15% of the portfolio, ranked #193.

Lebenthal Asset Management first reported a position in BTO in Q2 2016 and has held it in 4 quarters since. The position peaked at $2.51M in Q3 2016. 50 funds tracked by Wall St. Rank hold BTO as of Q1 2017.

  • Lebenthal Asset Management held 36,495 shares of John Hancock Financial Opportunities Fund worth $1.24M as of Q1 2017.
  • Lebenthal Asset Management sold 30,173 John Hancock Financial Opportunities Fund shares in Q1 2017, an estimated $1.08M.
  • John Hancock Financial Opportunities Fund made up 0.15% of Lebenthal Asset Management's portfolio in Q1 2017, its #193 holding.
  • Lebenthal Asset Management first reported a position in John Hancock Financial Opportunities Fund in Q2 2016 and has held it in 4 quarters since.
  • Lebenthal Asset Management's John Hancock Financial Opportunities Fund position peaked at $2.51M in Q3 2016.
  • 50 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q1 2017.

Based on Lebenthal Asset Management's 13F filing for Q1 2017, filed 15 May 2017.