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ARK Innovation ETF
ARKK

Overview Fund Activity

120 hedge funds and large institutions have $449M invested in ARK Innovation ETF in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 16 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
120
Holders Change
+7
Holders Change %
+6.19%
% of All Funds
2.75%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
26
Increased
57
Reduced
16
Closed
19
Calls
$1.4M
Puts
$3.25M
Net Calls
-$1.85M
Net Calls Change
-$2.58M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$133M
2
RJA
Raymond James & Associates
Florida
$44.9M
3
LPL Financial
LPL Financial
California
$38.9M
4
CAN
Claraphi Advisory Network
United States
$11.2M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$11M

Top Sellers

1
Jane Street
Jane Street
New York
$1.06M
2
PCM
Penserra Capital Management
California
$2.31M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$564K
4
BRF
B. Riley Financial
California
$0
5
KA
Kovack Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
26
Scotia Capital
Ontario, Canada
$3.41M +$2.74M +57,931 +413%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$2.89M +$1.56M +33,022 +118%
BCM
28
Barometer Capital Management
Ontario, Canada
$2.74M +$2.74M +57,900 New
CAN
29
Cetera Advisor Networks
California
$2.42M +$730K +15,393 +43%
PCM
30
Penserra Capital Management
California
$2.31M -$2.98M -62,959 -56%
MIAN
31
Mariner Independent Advisor Network
Kansas
$2.18M +$2.18M +46,030 New
BCM
32
Brookstone Capital Management
Illinois
$1.64M -$444K -9,372 -21%
RW
33
REDW Wealth
New Mexico
$1.55M +$140K +2,947 +10%
MML Investors Services
34
MML Investors Services
Massachusetts
$1.48M +$8.81K +186 +0.6%
AG
35
Advisor Group
Arizona
$1.43M +$989K +20,890 +225%
BRWM
36
B. Riley Wealth Management
Tennessee
$1.25M +$1.25M +26,462 New
CA
37
Commerzbank Aktiengesellschaft
Germany
$1.12M – – –
Jane Street
38
Jane Street
New York
$1.06M -$3.37M -71,157 -76%
DC
39
Davenport & Co
Virginia
$1.05M -$498K -10,510 -32%
SG
40
StoneX Group
New York
$999K +$201K +4,246 +25%
TPWA
41
TRUE Private Wealth Advisors
Oregon
$911K +$111K +2,336 +14%
SWP
42
Stratos Wealth Partners
Ohio
$883K +$123K +2,593 +16%
SA
43
Strategic Advisors
New York
$873K +$556K +11,748 +176%
GWM
44
Geneos Wealth Management
Colorado
$872K +$164K +3,474 +23%
PA
45
Parallel Advisors
California
$839K +$56.2K +1,186 +7%
HCM
46
Hollencrest Capital Management
California
$776K +$776K +16,600 New
CIBC World Market
47
CIBC World Market
Ontario, Canada
$703K +$202K +4,271 +40%
FAIM
48
Financial Advocates Investment Management
Washington
$701K +$32.7K +690 +5%
FHA
49
Flagship Harbor Advisors
Massachusetts
$691K +$632K +13,347 +1,079%
CA
50
Cetera Advisors
Colorado
$609K +$175K +3,743 +40%
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