Cetera Advisors’s ARK Innovation ETF ARKK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$4.71M	Sell	94,149 -71,449	-43%	-$3.48M	0.04%	486
2023 Q4	$8.67M	Buy	165,598 +67,461	+69%	+$2.92M	0.12%	162
2023 Q3	$3.89M	Buy	98,137 +10,001	+11%	+$441K	0.06%	307
2023 Q2	$3.89M	Buy	88,136 +7,958	+10%	+$316K	0.06%	298
2023 Q1	$3.23M	Sell	80,178 -6,102	-7%	-$234K	0.05%	325
2022 Q4	$2.7M	Buy	86,280 +10,681	+14%	+$382K	0.05%	372
2022 Q3	$2.85M	Buy	75,599 +8,915	+13%	+$397K	0.08%	280
2022 Q2	$2.66M	Sell	66,684 -51,282	-43%	-$2.44M	0.06%	317
2022 Q1	$7.82M	Buy	117,966 +17,544	+17%	+$1.24M	0.16%	132
2021 Q4	$9.5M	Sell	100,422 -33,972	-25%	-$3.71M	0.19%	111
2021 Q3	$14.9M	Buy	134,394 +47,927	+55%	+$5.77M	0.29%	69
2021 Q2	$11.3M	Buy	86,467 +28,519	+49%	+$3.32M	0.27%	78
2021 Q1	$6.95M	Buy	57,948 +47,232	+441%	+$6.39M	0.19%	112
2020 Q4	$1.33M	Buy	10,716 +5,341	+99%	+$579K	0.04%	355
2020 Q3	$495K	Buy	+5,375	New	+$460K	0.02%	566
2019 Q3	–	Sell	-7,637	Closed	-$372K	–	894
2019 Q2	$372K	Sell	7,637 -4,842	-39%	-$220K	0.02%	640
2019 Q1	$583K	Buy	12,479 +4	+0%	+$176	0.03%	456
2018 Q4	$463K	Sell	12,475 -529	-4%	-$22.3K	0.03%	496
2018 Q3	$609K	Buy	13,004 +3,743	+40%	+$176K	0.03%	490
2018 Q2	$407K	Sell	9,261 -1,122	-11%	-$47.9K	0.02%	570
2018 Q1	$407K	Buy	10,383 +2,550	+33%	+$104K	0.02%	522
2017 Q4	$290K	Buy	+7,833	New	+$282K	0.02%	589