Advisor Group’s ARK Innovation ETF ARKK Stock Holding History

Advisor Group’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3M	Sell	60,048 -1,613	-3%	-$74.9K	0.02%	622
2019 Q3	$2.64M	Buy	61,661 +505	+0.8%	+$23.2K	0.02%	647
2019 Q2	$2.94M	Buy	61,156 +2,289	+4%	+$104K	0.02%	601
2019 Q1	$2.75M	Buy	58,867 +17,352	+42%	+$764K	0.02%	592
2018 Q4	$1.54M	Buy	41,515 +11,345	+38%	+$479K	0.02%	733
2018 Q3	$1.43M	Buy	30,170 +20,890	+225%	+$983K	0.01%	799
2018 Q2	$417K	Sell	9,280 -1,700	-15%	-$72.5K	0.01%	1449
2018 Q1	$429K	Buy	10,980 +7,622	+227%	+$312K	0.01%	1423
2017 Q4	$125K	Buy	3,358 +3,168	+1,667%	+$114K	﹤0.01%	2389
2017 Q3	$7K	Buy	+190	New	+$5.98K	﹤0.01%	4118

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PagnatoKarp Partners Reston, Virginia $402M AUM 9.79% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

OCPWS

One Charles Private Wealth Services Hingham, Massachusetts $434M AUM 22.37% 1-Year Est. Return

Advisor Group's ARKK Position: Q4 2019 in Review

Advisor Group reduced its ARK Innovation ETF (ARKK) stake by 2.6% in Q4 2019, selling an estimated $74.9K and leaving 60,048 shares worth $3M. The position accounts for 0.02% of the portfolio, ranked #622.

Advisor Group first reported a position in ARKK in Q3 2017 and has held it in 10 quarters since. 203 funds tracked by Wall St. Rank hold ARKK as of Q4 2019.

Advisor Group held 60,048 shares of ARK Innovation ETF worth $3M as of Q4 2019.
Advisor Group sold 1,613 ARK Innovation ETF shares in Q4 2019, an estimated $74.9K.
ARK Innovation ETF made up 0.02% of Advisor Group's portfolio in Q4 2019, its #622 holding.
Advisor Group first reported a position in ARK Innovation ETF in Q3 2017 and has held it in 10 quarters since.
203 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.