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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+4.03%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$440M
AUM Growth
-$75.5M
Cap. Flow
-$90.8M
Cap. Flow %
-20.65%
Top 10 Hldgs %
22.73%
Holding
388
New
28
Increased
17
Reduced
73
Closed
83

Top Buys

Rank Stock Value
1
FTR
Frontier Communications Corp.
FTR
+$4.7M
2
SLRC icon
SLR Investment Corp
SLRC
+$3.64M
3
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$2.91M
4
ARCC icon
Ares Capital
ARCC
+$2.63M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.44M

Top Sells

Rank Stock Value
1
CIM
Chimera Investment
CIM
+$8.83M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$6.92M
3
BBDC icon
Barings BDC
BBDC
+$5.78M
4
EXC icon
Exelon
EXC
+$3.8M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
+$3.37M

Sector Composition

Rank Sector Weight
1 Real Estate 26.76%
2 Financials 23.22%
3 Communication Services 6.07%
4 Industrials 2.33%
5 Technology 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGT icon
51
BlackRock Floating Rate Income Trust
BGT
$330M
$2.63M 0.6%
202,509
-84,491
-29% -$1.09M
NSL
52
DELISTED
NUVEEN SENIOR INCM FD
NSL
$2.63M 0.6%
435,000
-16,000
-4% -$95.7K
CCI icon
53
Crown Castle
CCI
$31.3B
$2.54M 0.58%
25,000
-1,800
-7% -$163K
AFT
54
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2.53M 0.57%
160,000
-25,000
-14% -$394K
PHD
55
DELISTED
Pioneer Floating Rate Fund
PHD
$2.51M 0.57%
222,451
-35,400
-14% -$396K
FRA icon
56
BlackRock Floating Rate Income Strategies Fund
FRA
$391M
$2.43M 0.55%
185,000
-115,000
-38% -$1.52M
EVF
57
Eaton Vance Senior Income Trust
EVF
$91.6M
$2.34M 0.53%
390,000
-85,000
-18% -$503K
KMM
58
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$2.32M 0.53%
285,000
-61,899
-18% -$504K
NHS
59
Neuberger High Yield Strategies Fund Inc
NHS
$255M
$2.27M 0.52%
207,000
– –
IVH
60
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.19M 0.5%
160,000
– –
JGH icon
61
Nuveen Global High Income Fund
JGH
$356M
$2.16M 0.49%
150,000
-20,000
-12% -$284K
ARDC
62
Are Dynamic Credit Allocation Fund
ARDC
$298M
$2.12M 0.48%
154,150
-112,902
-42% -$1.55M
NVG icon
63
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$2.03M 0.46%
125,000
+10,000
+9% +$157K
MINC
64
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$1.8M 0.41%
37,000
+3,000
+9% +$146K
SCM icon
65
Stellus Capital Investment Corp
SCM
$251M
$1.79M 0.41%
175,000
-20,000
-10% -$203K
VVR icon
66
Invesco Senior Income Trust
VVR
$460M
$1.76M 0.4%
420,000
-260,000
-38% -$1.07M
VCSH icon
67
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$1.74M 0.4%
21,500
– –
CYS
68
DELISTED
CYS Investments Inc.
CYS
$1.67M 0.38%
200,000
-20,000
-9% -$164K
VOD icon
69
Vodafone
VOD
$36.7B
$1.54M 0.35%
50,000
-6,000
-11% -$195K
FCT
70
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$1.51M 0.34%
117,900
-52,100
-31% -$670K
TY icon
71
TRI-Continental Corp
TY
$1.9B
$1.44M 0.33%
70,239
– –
EAD
72
Allspring Income Opportunities Fund
EAD
$381M
$1.44M 0.33%
181,614
-188,386
-51% -$1.46M
IQI icon
73
Invesco Quality Municipal Securities
IQI
$534M
$1.38M 0.31%
100,000
-100,000
-50% -$1.35M
JSD
74
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.37M 0.31%
87,091
-29,909
-26% -$461K
DRA
75
DELISTED
Diversified Real Asset Income Fd
DRA
$1.32M 0.3%
80,000
-89,068
-53% -$1.44M
1 2
3
4 5

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Yorktown Management & Research Company's Q2 2016 Portfolio in Review

As of Q2 2016, Yorktown Management & Research Company held 388 positions worth $440M, down 15% from $515M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Yorktown Management & Research Company withdrew a net $90.8M in Q2 2016, closing 83 positions and reducing 73 holdings. Its most notable exit was Chimera Investment, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 27% of assets, up from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Yorktown Management & Research Company opened a new position in Frontier Communications Corp. worth $4.45M.

  • Yorktown Management & Research Company's largest Q2 2016 buy was Frontier Communications Corp.: 60,000 shares worth $4.45M.
  • Yorktown Management & Research Company added most to SLR Investment Corp in Q2 2016, an estimated $3.64M increase.
  • Yorktown Management & Research Company's biggest Q2 2016 reduction was Main Street Capital, cutting an estimated $2.23M.
  • Yorktown Management & Research Company fully exited Chimera Investment in Q2 2016, selling an estimated $8.83M.
  • Yorktown Management & Research Company's ten largest holdings make up 23% of its $440M portfolio in Q2 2016.
  • Yorktown Management & Research Company opened 28 new positions and closed 83 in Q2 2016.
  • Yorktown Management & Research Company's portfolio value fell 15% quarter-over-quarter to $440M.

Based on Yorktown Management & Research Company's 13F filing for Q2 2016, filed 12 Aug 2016.