Yorktown Management & Research Company’s NUVEEN SENIOR INCM FD NSL Stock Holding History

Yorktown Management & Research Company’s Portfolio NSL Stock Details NSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-183,429	Closed	-$1.25M	–	351
2017 Q1	$1.25M	Sell	183,429 -89,134	-33%	-$620K	0.32%	67
2016 Q4	$1.85M	Sell	272,563 -162,437	-37%	-$1.06M	0.47%	40
2016 Q3	$2.85M	Hold	435,000	–	–	0.62%	49
2016 Q2	$2.63M	Sell	435,000 -16,000	-4%	-$95.7K	0.6%	52
2016 Q1	$2.66M	Hold	451,000	–	–	0.52%	68
2015 Q4	$2.6M	Sell	451,000 -34,000	-7%	-$196K	0.46%	61
2015 Q3	$2.87M	Hold	485,000	–	–	0.47%	62
2015 Q2	$3.1M	Buy	485,000 +232,000	+92%	+$1.55M	0.54%	57
2015 Q1	$1.69M	Buy	+253,000	New	+$1.66M	0.3%	77

Other funds holding NSL

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 17.08% 1-Year Est. Return

Yorktown Management & Research Company's NSL Position: Q2 2017 in Review

Yorktown Management & Research Company sold out of NUVEEN SENIOR INCM FD (NSL) in Q2 2017, closing a stake of 183,429 shares — an estimated $1.25M sold.

Yorktown Management & Research Company first reported a position in NSL in Q1 2015 and held it in 9 quarters. The position peaked at $3.1M in Q2 2015. 53 funds tracked by Wall St. Rank hold NSL as of Q2 2017.

Yorktown Management & Research Company reported no remaining NUVEEN SENIOR INCM FD position as of Q2 2017 after selling out during the quarter.
Yorktown Management & Research Company sold 183,429 NUVEEN SENIOR INCM FD shares in Q2 2017, an estimated $1.25M.
Yorktown Management & Research Company first reported a position in NUVEEN SENIOR INCM FD in Q1 2015 and held it in 9 quarters.
Yorktown Management & Research Company's NUVEEN SENIOR INCM FD position peaked at $3.1M in Q2 2015.
53 funds tracked by Wall St. Rank held NUVEEN SENIOR INCM FD as of Q2 2017.

Based on Yorktown Management & Research Company's 13F filing for Q2 2017, filed 11 Aug 2017.