Yorktown Management & Research Company’s BlackRock Floating Rate Income Strategies Fund FRA Stock Holding History

Yorktown Management & Research Company’s Portfolio FRA Stock Details FRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-185,000	Closed	-$2.56M	–	378
2016 Q3	$2.56M	Hold	185,000	–	–	0.56%	54
2016 Q2	$2.43M	Sell	185,000 -115,000	-38%	-$1.52M	0.55%	56
2016 Q1	$3.92M	Buy	300,000 +131,200	+78%	+$1.64M	0.76%	44
2015 Q4	$2.18M	Buy	168,800 +43,800	+35%	+$561K	0.39%	83
2015 Q3	$1.62M	Buy	125,000 +95,000	+317%	+$1.26M	0.27%	135
2015 Q2	$406K	Hold	30,000	–	–	0.07%	163
2015 Q1	$417K	Buy	+30,000	New	+$408K	0.08%	149

Other funds holding FRA

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RCA

Restructuring Capital Associates Stamford, Connecticut $115M AUM 20.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Yorktown Management & Research Company's FRA Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of BlackRock Floating Rate Income Strategies Fund (FRA) in Q4 2016, closing a stake of 185,000 shares — an estimated $2.56M sold.

Yorktown Management & Research Company first reported a position in FRA in Q1 2015 and held it in 7 quarters. The position peaked at $3.92M in Q1 2016. 75 funds tracked by Wall St. Rank hold FRA as of Q4 2016.

Yorktown Management & Research Company reported no remaining BlackRock Floating Rate Income Strategies Fund position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 185,000 BlackRock Floating Rate Income Strategies Fund shares in Q4 2016, an estimated $2.56M.
Yorktown Management & Research Company first reported a position in BlackRock Floating Rate Income Strategies Fund in Q1 2015 and held it in 7 quarters.
Yorktown Management & Research Company's BlackRock Floating Rate Income Strategies Fund position peaked at $3.92M in Q1 2016.
75 funds tracked by Wall St. Rank held BlackRock Floating Rate Income Strategies Fund as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.