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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-7.78%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$604M
AUM Growth
+$33.1M
Cap. Flow
+$89.9M
Cap. Flow %
14.87%
Top 10 Hldgs %
13.78%
Holding
549
New
76
Increased
55
Reduced
49
Closed
98

Top Buys

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$12.5M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.69M
3
VGK icon
Vanguard FTSE Europe ETF
VGK
+$6.62M
4
KMI icon
Kinder Morgan
KMI
+$6.54M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.53M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$11.7M
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.22M
3
BP icon
BP
BP
+$4.33M
4
CVX icon
Chevron
CVX
+$4.21M
5
STWD icon
Starwood Property Trust
STWD
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 17.95%
2 Real Estate 16.11%
3 Industrials 5.48%
4 Communication Services 4.75%
5 Technology 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
26
Main Street Capital
MAIN
$5.48B
$5.46M 0.9%
205,000
-60,000
-23% -$1.77M
TCPC icon
27
BlackRock TCP Capital
TCPC
$328M
$5.42M 0.9%
400,000
-207,457
-34% -$3.17M
IVR icon
28
Invesco Mortgage Capital
IVR
$804M
$5.26M 0.87%
+43,000
New +$5.99M
BBDC icon
29
Barings BDC
BBDC
$966M
$5.21M 0.86%
315,800
-110,000
-26% -$2.22M
LRFC
30
DELISTED
Logan Ridge Finance Corp
LRFC
$4.99M 0.83%
64,167
-15,500
-19% -$1.37M
VTA
31
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$4.97M 0.82%
470,000
+130,000
+38% +$1.46M
WHF icon
32
WhiteHorse Finance
WHF
$150M
$4.95M 0.82%
425,000
-78,099
-16% -$981K
NMFC icon
33
New Mountain Finance
NMFC
$724M
$4.82M 0.8%
355,000
-55,352
-13% -$806K
ARCC icon
34
Ares Capital
ARCC
$14.2B
$4.82M 0.8%
333,000
-170,000
-34% -$2.67M
PMT
35
PennyMac Mortgage Investment
PMT
$825M
$4.74M 0.78%
+306,500
New +$5.03M
ARI
36
Apollo Commercial Real Estate
ARI
$886M
$4.67M 0.77%
297,000
-50,000
-14% -$832K
DD icon
37
DuPont de Nemours
DD
$19.3B
$4.56M 0.75%
42,450
– –
EFT
38
Eaton Vance Floating-Rate Income Trust
EFT
$289M
$4.23M 0.7%
319,200
+15,000
+5% +$206K
GARS
39
DELISTED
Garrison Capital Inc.
GARS
$4.11M 0.68%
300,000
-77,925
-21% -$1.15M
JRO
40
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4M 0.66%
402,000
+20,000
+5% +$211K
TTE icon
41
TotalEnergies
TTE
$193B
$3.85M 0.64%
53,697,491,724
-781,424,394
-1% -$78.1K
BXMT icon
42
Blackstone Mortgage Trust
BXMT
$2.45B
$3.84M 0.64%
140,000
-50,000
-26% -$1.43M
ARDC
43
Are Dynamic Credit Allocation Fund
ARDC
$298M
$3.73M 0.62%
267,052
+71,610
+37% +$1.06M
GSK icon
44
GSK
GSK
$100B
$3.65M 0.6%
76,000
– –
FLY
45
DELISTED
Fly Leasing Limited
FLY
$3.5M 0.58%
265,200
+18,500
+7% +$262K
BLW icon
46
BlackRock Limited Duration Income Trust
BLW
$495M
$3.47M 0.57%
240,200
– –
DRA
47
DELISTED
Diversified Real Asset Income Fd
DRA
$3.33M 0.55%
207,012
– –
PFE icon
48
Pfizer
PFE
$150B
$3.33M 0.55%
111,619
+42,160
+61% +$1.35M
DD
49
DELISTED
Du Pont De Nemours E I
DD
$3.31M 0.55%
68,600
-3,636
-5% -$194K
AWF
50
AllianceBernstein Global High Income Fund
AWF
$874M
$3.26M 0.54%
294,500
– –
1
2
3 4 5

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Yorktown Management & Research Company's Q3 2015 Portfolio in Review

As of Q3 2015, Yorktown Management & Research Company held 549 positions worth $604M, up 5.8% from $571M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Yorktown Management & Research Company deployed $89.9M of net new capital in Q3 2015, opening 76 new positions and adding to 55 existing holdings. Its largest new stake was Annaly Capital Management: 312,500 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 27% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Chevron, an estimated $4.21M trimmed.

  • Yorktown Management & Research Company's largest Q3 2015 buy was Annaly Capital Management: 312,500 shares worth $12.3M.
  • Yorktown Management & Research Company added most to Vanguard FTSE Europe ETF in Q3 2015, an estimated $6.62M increase.
  • Yorktown Management & Research Company's biggest Q3 2015 reduction was Chevron, cutting an estimated $4.21M.
  • Yorktown Management & Research Company fully exited MidCap Financial Investment in Q3 2015, selling an estimated $11.7M.
  • Yorktown Management & Research Company's ten largest holdings make up 14% of its $604M portfolio in Q3 2015.
  • Yorktown Management & Research Company opened 76 new positions and closed 98 in Q3 2015.
  • Yorktown Management & Research Company's portfolio value rose 5.8% quarter-over-quarter to $604M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2015, filed 5 Nov 2015.