Yorktown Management & Research Company’s Nuveen Floating Rate Income Opportunty Fund JRO Stock Holding History

Yorktown Management & Research Company’s Portfolio JRO Stock Details JRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-233,915	Closed	-$2.59M	–	418
2016 Q3	$2.59M	Sell	233,915 -56,085	-19%	-$600K	0.56%	53
2016 Q2	$2.98M	Sell	290,000 -203,000	-41%	-$2.07M	0.68%	49
2016 Q1	$4.88M	Hold	493,000	–	–	0.95%	37
2015 Q4	$4.83M	Buy	493,000 +91,000	+23%	+$895K	0.86%	32
2015 Q3	$4M	Buy	402,000 +20,000	+5%	+$211K	0.66%	40
2015 Q2	$4.12M	Buy	382,000 +368,000	+2,629%	+$4.21M	0.72%	39
2015 Q1	$163K	Buy	+14,000	New	+$159K	0.03%	454

Other funds holding JRO

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.78B AUM 23.76% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Yorktown Management & Research Company's JRO Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of Nuveen Floating Rate Income Opportunty Fund (JRO) in Q4 2016, closing a stake of 233,915 shares — an estimated $2.59M sold.

Yorktown Management & Research Company first reported a position in JRO in Q1 2015 and held it in 7 quarters. The position peaked at $4.88M in Q1 2016. 62 funds tracked by Wall St. Rank hold JRO as of Q4 2016.

Yorktown Management & Research Company reported no remaining Nuveen Floating Rate Income Opportunty Fund position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 233,915 Nuveen Floating Rate Income Opportunty Fund shares in Q4 2016, an estimated $2.59M.
Yorktown Management & Research Company first reported a position in Nuveen Floating Rate Income Opportunty Fund in Q1 2015 and held it in 7 quarters.
Yorktown Management & Research Company's Nuveen Floating Rate Income Opportunty Fund position peaked at $4.88M in Q1 2016.
62 funds tracked by Wall St. Rank held Nuveen Floating Rate Income Opportunty Fund as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.