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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$467M
AUM Growth
-$7M
Cap. Flow
-$12M
Cap. Flow %
-2.56%
Top 10 Hldgs %
29.53%
Holding
407
New
79
Increased
33
Reduced
43
Closed
40

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$6.77M
2
MFIC icon
MidCap Financial Investment
MFIC
+$4.68M
3
MRCC
Monroe Capital Corp
MRCC
+$3.72M
4
GARS
Garrison Capital Inc.
GARS
+$3.13M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$13.8M
3
AMTG
APOLLO RESIDENTIAL MTG INC COM STK
AMTG
+$3.59M
4
RSO
Resource Capital Corp.
RSO
+$3.36M
5
MTGE
MTGE Investment Corp. Common Stock
MTGE
+$3.12M

Sector Composition

Rank Sector Weight
1 Financials 32.94%
2 Real Estate 13.08%
3 Industrials 7.48%
4 Energy 3.48%
5 Technology 3.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMFC icon
26
New Mountain Finance
NMFC
$730M
$4.57M 0.98%
317,000
– –
OXSQ icon
27
Oxford Square Capital
OXSQ
$151M
$4.26M 0.91%
437,000
+100,000
+30% +$982K
BCIC
28
BCP Investment Corp
BCIC
$96M
$4.25M 0.91%
47,300
– –
BKCC
29
DELISTED
BlackRock Capital Investment Corporation
BKCC
$4.18M 0.89%
440,000
+230,000
+110% +$2.27M
MITT
30
TPG Mortgage Investment Trust
MITT
$214M
$4.16M 0.89%
83,333
-16,667
-17% -$871K
KFN
31
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$4.13M 0.88%
400,000
+65,000
+19% +$680K
HLSS
32
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$4.03M 0.86%
183,000
– –
GBDC icon
33
Golub Capital BDC
GBDC
$3.42B
$3.99M 0.85%
234,830
+59,218
+34% +$1.02M
HRZN icon
34
Horizon Technology Finance
HRZN
$328M
$3.84M 0.82%
288,000
-12,000
-4% -$166K
SDRL
35
DELISTED
Seadrill Limited Common Stock
SDRL
$3.74M 0.8%
310
– –
MRCC
36
DELISTED
Monroe Capital Corp
MRCC
$3.72M 0.8%
286,500
+268,669
+1,507% +$3.72M
TWO
37
Two Harbors Investment
TWO
$1.26B
$3.69M 0.79%
47,500
-1,375
-3% -$108K
SFL icon
38
SFL Corp
SFL
$1.54B
$3.67M 0.78%
240,000
– –
PFLT icon
39
PennantPark Floating Rate Capital
PFLT
$743M
$3.44M 0.74%
250,000
+47,544
+23% +$655K
ATAXZ
40
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$3.43M 0.73%
500,000
– –
ARP
41
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$3.14M 0.67%
150,000
+23,000
+18% +$488K
STB
42
DELISTED
Student Transportation Inc
STB
$3.02M 0.65%
480,000
– –
OCSI
43
DELISTED
Oaktree Strategic Income Corporation
OCSI
$2.58M 0.55%
+190,548
New +$2.66M
FLY
44
DELISTED
Fly Leasing Limited
FLY
$2.24M 0.48%
161,600
+150,000
+1,293% +$2.11M
SCM icon
45
Stellus Capital Investment Corp
SCM
$255M
$2.16M 0.46%
144,519
– –
SUNS
46
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$2.14M 0.46%
118,350
+3,350
+3% +$61.6K
MET icon
47
MetLife
MET
$61.5B
$2.11M 0.45%
+50,490
New +$2.18M
HCAP
48
DELISTED
Harvest Capital Credit Corporation
HCAP
$1.98M 0.42%
132,323
+40,323
+44% +$606K
DS
49
DELISTED
Drive Shack Inc.
DS
$1.97M 0.42%
386,998
– –
VOD icon
50
Vodafone
VOD
$36.7B
$1.96M 0.42%
54,740
– –
1
2
3 4 5

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Yorktown Management & Research Company's Q3 2013 Portfolio in Review

As of Q3 2013, Yorktown Management & Research Company held 407 positions worth $467M, down 1.5% from $474M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Yorktown Management & Research Company's Q3 2013 filing shows 79 new, 33 increased, 43 reduced and 40 closed positions. Its largest new stake was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M. The largest sale was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 33% of assets, up from 26% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2013 buy was Oaktree Strategic Income Corporation: 190,548 shares worth $2.58M.
  • Yorktown Management & Research Company added most to Prospect Capital in Q3 2013, an estimated $6.77M increase.
  • Yorktown Management & Research Company's biggest Q3 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $19.9M.
  • Yorktown Management & Research Company fully exited MTGE Investment Corp. Common Stock in Q3 2013, selling an estimated $3.12M.
  • Yorktown Management & Research Company's ten largest holdings make up 30% of its $467M portfolio in Q3 2013.
  • Yorktown Management & Research Company opened 79 new positions and closed 40 in Q3 2013.
  • Yorktown Management & Research Company's portfolio value fell 1.5% quarter-over-quarter to $467M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2013, filed 24 Oct 2013.