Yorktown Management & Research Company’s SLR Senior Investment Corp. Common Stock SUNS Stock Holding History

Yorktown Management & Research Company’s Portfolio SUNS Stock Details SUNS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-40,000	Closed	-$648K	–	408
2016 Q3	$648K	Buy	+40,000	New	+$663K	0.14%	82
2015 Q4	–	Sell	-65,000	Closed	-$924K	–	465
2015 Q3	$924K	Sell	65,000 -20,300	-24%	-$309K	0.15%	178
2015 Q2	$1.34M	Sell	85,300 -33,050	-28%	-$536K	0.24%	107
2015 Q1	$1.91M	Hold	118,350	–	–	0.34%	71
2014 Q4	$1.77M	Hold	118,350	–	–	0.37%	57
2014 Q3	$1.82M	Hold	118,350	–	–	0.35%	57
2014 Q2	$2M	Hold	118,350	–	–	0.37%	55
2014 Q1	$2.02M	Hold	118,350	–	–	0.39%	51
2013 Q4	$2.16M	Hold	118,350	–	–	0.43%	49
2013 Q3	$2.14M	Buy	118,350 +3,350	+3%	+$61.6K	0.46%	46
2013 Q2	$2.12M	Buy	+115,000	New	+$2.17M	0.45%	55

Other funds holding SUNS

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CCP

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BRF

B. Riley Financial Los Angeles, California $456M AUM 896.07% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Yorktown Management & Research Company's SUNS Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of SLR Senior Investment Corp. Common Stock (SUNS) in Q4 2016, closing a stake of 40,000 shares — an estimated $648K sold.

Yorktown Management & Research Company first reported a position in SUNS in Q2 2013 and held it in 11 quarters. The position peaked at $2.16M in Q4 2013. 56 funds tracked by Wall St. Rank hold SUNS as of Q4 2016.

Yorktown Management & Research Company reported no remaining SLR Senior Investment Corp. Common Stock position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 40,000 SLR Senior Investment Corp. Common Stock shares in Q4 2016, an estimated $648K.
Yorktown Management & Research Company first reported a position in SLR Senior Investment Corp. Common Stock in Q2 2013 and held it in 11 quarters.
Yorktown Management & Research Company's SLR Senior Investment Corp. Common Stock position peaked at $2.16M in Q4 2013.
56 funds tracked by Wall St. Rank held SLR Senior Investment Corp. Common Stock as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.